Hans-peter Gruenig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hans-peter Gruenig, who also goes by Hanspeter Gruenig, was a registered financial professional .
Hans-peter is a previously registered financial professional and started their career in finance in 1994. Hans-peter had worked at 6 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2021 - January 3, 2022
SAFENED US, INC.
September 25, 2012 - September 28, 2018
MAINFIRST SECURITIES US INC.
October 1, 2007 - September 18, 2012
BAADER HELVEA INC.
December 1, 2006 - October 1, 2007
VONTOBEL SECURITIES LTD.
June 26, 2001 - February 28, 2007
LOMBARD ODIER DARIER HENTSCH SECURITIES, INC.
December 5, 1997 - April 17, 2001
PICTET OVERSEAS INC.
April 7, 1994 - November 26, 1997
VONTOBEL SECURITIES LTD.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
SAFENED US, INC.
CRD#: 308433 / SEC#: , 8-70530
Contact information
Documents
Red Flags
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