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Hans-peter Gruenig

CRD# 2417347·Registered 1994 - 2022
Previously Registered: Being a previously registered professional could mean that Hans-peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Hans-peter Gruenig, who also goes by Hanspeter Gruenig, was a registered financial advisor. Hans-peter was a previously registered financial professional and started their career in finance 1994 - 2022. Hans-peter had worked at 6 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Hanspeter Gruenig

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

SAFENED US, INC.·CRD# 308433
BD
New York, NY
March 16, 2021 - January 3, 2022
MAINFIRST SECURITIES US INC.·CRD# 150982
BD
Frankfurt Am Main
September 25, 2012 - September 28, 2018
BAADER HELVEA INC.·CRD# 132007
BD
New York, NY
October 1, 2007 - September 18, 2012
VONTOBEL SECURITIES LTD.·CRD# 21368
BD
New York, NY
December 1, 2006 - October 1, 2007
LOMBARD ODIER DARIER HENTSCH SECURITIES, INC.·CRD# 46046
BD
New York, NY
June 26, 2001 - February 28, 2007
PICTET OVERSEAS INC.·CRD# 36500
BD
Montreal, Qc
December 5, 1997 - April 17, 2001
VONTOBEL SECURITIES LTD.·CRD# 21368
BD
Zurich
April 7, 1994 - November 26, 1997

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Current Firm

SU
SAFENED US, INC.

SAFENED US, INC.

CRD#: 308433 / SEC#: 8-70530
BD
Terminated by SEC on 06/09/2025

Contact Information

Established

Delaware since 02/19/2020

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
SAFENED-FOURTHLINE LTD (UNITED KINGDOM)SHAREHOLDER—
HENDERSON, GRAEME BRUCECEO4668205
IGNALL, EVAN TODDCCO2039007
ROMERO, MONIQUE VICTORIAFINOP6712654

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1994About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Sep 1994About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jan 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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