Thomas K. Parker
Professional summary
Thomas Kenneth Parker is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Washington, District Of Columbia and TRUIST INVESTMENT SERVICES, INC. located in Washington, District Of Columbia.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Thomas has worked at 4 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Kenneth Parker's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1445 New York Ave, Nw Fl 4, Washington, DC 20005September 29, 2009 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1445 New York Ave Nw Fl 1 & 4, Washington, DC 20005October 1, 2009 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
June 12, 2002 - August 6, 2008
TRUIST SECURITIES, INC.
July 27, 2001 - September 23, 2009
TRUIST SECURITIES, INC.
December 13, 1993 - August 3, 2001
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/29/2009)
(8/14/2025)
(3/5/2015)
(9/29/2009)
(10/23/2017)
(9/29/2009)
(6/29/2017)
(12/9/2015)
(9/29/2009)
(10/2/2018)
(10/18/2017)
(11/8/2017)
(5/18/2022)
(5/1/2018)
(5/1/2018)
(2/7/2019)
(11/15/2018)
(9/29/2009)
(3/7/2022)
(6/24/2021)
(3/1/2023)
(9/29/2009)
(6/7/2019)
(10/19/2020)
(8/7/2020)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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