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David James Van Osdol

David J. Van Osdol

STRATEGIC ADVISERS LLC | Financial Consultant
NYACK, NY
Some features on this profile are disabled
CRD#: 2416079
David James Van Osdol

Professional summary

David James Van Osdol, CFP®, who also goes by David James Van Osdol, David James Vanosdol, David Van Osdol, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Nyack, New York and FIDELITY BROKERAGE SERVICES LLC located in Chappaqua, New York.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. David has worked at 10 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.

Biography

Forming strong relationships with my clients and their families is of the utmost importance to me and I work hard to maintain a deep level of trust, reliability, and competency. As your Financial Consultant, I will work with you to understand all of your unique goals and needs, and strive to help you achieve them with strategies tailored to your particular situation.
top-8-questions

Question & Answer

What are your service offerings?
Retirement Income Management
Education Planning
Investment Planning
Comprehensive Financial Planni...
Retirement Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes

Aliases

David James Van Osdol | David James Vanosdol | David Van Osdol

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David James Van Osdol's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2001

Education

West Virginia University

Bachelor of Business Studies (BBS) - Finance

1993

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 480 Bedford Road, Chappaqua, NY 10514
RIA
CRD#: 104555
NYACK, NY
Current

November 17, 2021 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 480 Bedford Road, Chappaqua, NY 10514
BD
CRD#: 7784
Chappaqua, NY
Past

December 16, 2021 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
CHAPPAQUA, NY
Past

September 5, 2019 - January 25, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
RYE BROOK, NY
Past

July 16, 2019 - September 4, 2019

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
NEW YORK, NY
Past

May 31, 2019 - September 4, 2019

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
NEW YORK, NY
Past

July 23, 1998 - June 2, 2008

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

July 30, 1994 - July 20, 1998

CINCINNATI ANALYSTS, INC.

BD
CRD#: 5478
CINCINNATI, OH
Past

November 22, 1993 - February 7, 1994

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

November 22, 1993 - February 7, 1994

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/28/2023)
RR
Connecticut
(11/17/2021)
RR
Delaware
(9/9/2022)
RR
Florida
(11/17/2021)
RR
Georgia
(7/7/2023)
RR
Michigan
(11/28/2024)
RR
New Jersey
(11/17/2021)
RR
New York
(11/17/2021)
IAR
New York
(3/31/2025)
RR
North Carolina
(7/8/2022)
RR
Pennsylvania
(4/28/2023)
RR
South Carolina
(4/28/2023)
RR
Tennessee
(9/9/2022)
IAR
Texas
(3/31/2025)
RR
Virginia
(4/28/2023)
RR
West Virginia
(4/19/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/11/2019
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 8/6/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/18/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/31/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/26/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/28/1997
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/19/1993
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Financial ConsultantCRD#: 104555Nyack, NY

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Contact information

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