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Gregory Gerald Huston

CRD# 2415520·Registered 1994 - 2023
Previously Registered: Being a previously registered professional could mean that Gregory is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gregory Gerald Huston was a registered financial advisor. Gregory was a previously registered financial professional and started their career in finance 1994 - 2023. Gregory had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

BOUSTEAD SECURITIES, LLC·CRD# 141391
BD
Irvine, CA
October 20, 2021 - November 9, 2023
SUTTER CAPITAL PARTNERS, LLC·CRD# 312689
RIA
Penfield, NY
July 6, 2021 - November 9, 2023
XTON FINANCIAL LLC·CRD# 132847
RIA
Sarasota, FL
August 8, 2011 - November 1, 2021
XTON FINANCIAL LLC·CRD# 132847
BD
Sarasota, FL
January 27, 2011 - October 6, 2021
SLOAN SECURITIES CORP.·CRD# 17930
BD
Englewood Cliffs, NJ
November 13, 2008 - February 18, 2009
BUCKMAN, BUCKMAN & REID, INC.·CRD# 23407
BD
Little Silver, NJ
June 10, 2004 - November 28, 2006
FAR HILLS GROUP, LLC.·CRD# 32243
BD
New York, NY
June 21, 1994 - December 7, 1995

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Current Firm

BS
BOUSTEAD SECURITIES, LLC

BOUSTEAD SECURITIES, LLC | MONARCH BAY SECURITIES, LLC | MONARCH BAY ASSOCIATES, LLC

CRD#: 141391 / SEC#: 8-67384
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

6 Venture Suite 395, Irvine, CA 92618

Mailing Address

6 Venture Suite 395, Irvine, CA 92618

Phone Number

(949) 295-1580

Established

California since 04/19/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (47 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BOUSTEAD & COMPANY LIMITEDMEMBER—
BULL, ROBERT LEE IVFINOP & PRINCIPAL1521134
MCCLORY, DANIEL JOSEPHMEMBER1390780
SMITH, LINCOLN JOSEPH JRPRESIDENT/ CEO / CCO2501422

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Sutter Capital Partners; IR; Irvine, CA; IA; 10/2021; 200 hr/mth. 2.BOUSTEAD SECURITIES, LLC (CRD#:141391) 6 VENTURE SUITE 395, IRVINE, CA 92618 Registered with this firm since 10/20/2021

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2011About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2004About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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GH
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