James H. Howe
Professional summary
James Henry Stewart Howe, who also goes by Jamie Howe, Jay Howe, is a registered financial professional currently at FOCUS SECURITIES LLC located in Gainesville, Virginia.
James is registered as a RR (Registered Representative) and started their career in finance in 1994. James has worked at 13 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Henry Stewart Howe's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 25, 2026 - Present
FOCUS SECURITIES LLC
Office #1: 7371 Atlas Walk Way #259, Gainesville, VA 20155October 11, 2024 - June 23, 2026
ATLANTIC - PACIFIC CAPITAL, INC.
January 26, 2022 - January 10, 2023
MERCURY CAPITAL ADVISORS, LLC
May 7, 2018 - December 31, 2023
KATAMA SECURITIES LLC
December 2, 2016 - December 24, 2020
MD GLOBAL PARTNERS, LLC
September 4, 2014 - December 20, 2016
COLUMBUS ADVISORY GROUP, LTD.
July 22, 2014 - September 4, 2014
AEGIS CAPITAL CORP.
August 21, 2009 - July 25, 2014
DU PASQUIER & CO., INC.
June 29, 1998 - March 15, 2006
UBS SECURITIES LLC
September 2, 1997 - June 29, 1998
SBC WARBURG DILLON READ INC.
June 3, 1996 - September 2, 1997
SBC WARBURG, INC.
September 22, 1994 - June 3, 1996
S.G. WARBURG & CO. INC.
January 10, 1994 - September 15, 1994
ABN AMRO SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/25/2026)
(6/25/2026)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 8
Date: 7/16/1999
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
FOCUS SECURITIES LLC
CRD#: 150589 / SEC#: , 8-68273
Contact information
FINRA licenses (46 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FOCUS CAPITAL ACQUISITION LLC | OWNER | |
| BEARD, ROBERT GLENN | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | 5771682 |
| THOMPSON, RICHARD FRANK JR. | FINOP, ER |
Red Flags
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