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FIRM PROFILE
Overview
FOCUS SECURITIES LLC is located at 7371 Atlas Walk Way #259, Gainesville, VA 20155 and was first established at Philadelphia, Georgia in 03/23/2009. After operating for 16 years, FOCUS SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of FOCUS SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. FOCUS SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at FOCUS SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access FOCUS SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at FOCUS SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for FOCUS SECURITIES LLC Comes From
Understanding the Statistics for FOCUS SECURITIES LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
7371 Atlas Walk Way #259, Gainesville, VA 20155
7371 Atlas Walk Way #259, Gainesville, VA 20155
Small
(404) 557-1045
Georgia since 03/23/2009
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| FOCUS HOLDINGS USA, INC. | OWNER | ||
| BEARD, ROBERT GLENN | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | 5771682 | |
| THOMPSON, RICHARD FRANK JR. | FINOP, ER |
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Advisor's working at FOCUS SECURITIES LLC
Cary Matthew Hess
John Walter Sinders JR
Robert Glenn Beard
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