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JH

James H. Howe

ATLANTIC - PACIFIC CAPITAL
STAMFORD, CT 06902
Some features on this profile are disabled
CRD#: 2414834
JH

Professional summary

James Henry Stewart Howe, who also goes by Jamie Howe, is a registered financial professional currently at ATLANTIC - PACIFIC CAPITAL, INC. located in Stamford, Connecticut.

James is registered as a RR (Registered Representative) and started their career in finance in 1994. James has worked at 12 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jamie Howe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Henry Stewart Howe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 11, 2024 - Present

ATLANTIC - PACIFIC CAPITAL, INC.

Office #1: One Dock Street Suite 404, Stamford, CT 06902
BD
CRD#: 38356
STAMFORD, CT
Past

January 26, 2022 - January 10, 2023

MERCURY CAPITAL ADVISORS, LLC

BD
CRD#: 152338
NEW YORK, NY
Past

May 7, 2018 - December 31, 2023

KATAMA SECURITIES LLC

BD
CRD#: 124667
ALPHARETTA, GA
Past

December 2, 2016 - December 24, 2020

MD GLOBAL PARTNERS, LLC

BD
CRD#: 140988
Darien, CT
Past

September 4, 2014 - December 20, 2016

COLUMBUS ADVISORY GROUP, LTD.

BD
CRD#: 126331
DARIEN, CT
Past

July 22, 2014 - September 4, 2014

AEGIS CAPITAL CORP.

BD
CRD#: 15007
DARIEN, CT
Past

August 21, 2009 - July 25, 2014

DU PASQUIER & CO., INC.

BD
CRD#: 24750
DARIEN, CT
Past

June 29, 1998 - March 15, 2006

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

September 2, 1997 - June 29, 1998

SBC WARBURG DILLON READ INC.

BD
CRD#: 1650
STAMFORD, CT
Past

June 3, 1996 - September 2, 1997

SBC WARBURG, INC.

BD
CRD#: 23745
NEW YORK, NY
Past

September 22, 1994 - June 3, 1996

S.G. WARBURG & CO. INC.

BD
CRD#: 1483
NEW YORK, NY
Past

January 10, 1994 - September 15, 1994

ABN AMRO SECURITIES LLC

BD
CRD#: 6540
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(10/30/2024)
RR
New York
(10/11/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 10/21/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/7/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/5/2020
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 7/16/1999
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm

A-
ATLANTIC - PACIFIC CAPITAL, INC.
ATLANTA - PACIFIC CAPITAL, INC. | ATLANTIC - PACIFIC CAPITAL, INC.

CRD#: 38356 / SEC#: , 8-48198

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
One Dock Street Suite 404, Stamford, CT 06902
Mailing Address
One Dock Street Suite 404, Stamford, CT 06902
Phone number
(203) 862-9182
Established
Delaware since 02/09/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MANLEY, JAMES EDWARDCHAIRMAN1414509
BOSSONE, ANTHONYCHIEF FINANCIAL OFFICER, PARTNER3269438
BOSSONE, ANTHONYCHIEF COMPLIANCE OFFICER3269438
ELKHATIB, RAED JAMALPRESIDENT AND CHIEF EXECUTIVE OFFICER5124082

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ATLANTIC - PACIFIC CAPITAL, INC.

CRD#: 38356Stamford, CT 06902

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