ML
Michael R. Lampert
AMERITAS ADVISORY SERVICES
LOS ANGELES, CA
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CRD#: 2414097
ML
Professional summary
Michael R Lampert, ChFC®, CLU®, who also goes by Michael Raphael Lampert, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Los Angeles, California and AMERITAS INVESTMENT COMPANY, LLC located in Los Angeles, California.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Raphael Lampert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS * MUSICIAN; SAME AS RESIDENCE; NON-INV REL; MUSICAL RECORDING SALES, INCLUDING STREAMING, DOWNLOADS AND CD SALES; MUSICIAN; START DATE=08/1982; HRS/MO=12; TRADING HRS/MO=5; SEMI-PROFESSIONAL MUSICIAN-OCCASIONAL PERFORMANCES, MUSIC LESSONS FROM TIME TO TIME, CD AND DIGITAL DOWNLOAD SALES, POTENTIAL MUSIC LICENSING FEES * PRB INSURANCE AND FINANCIAL SERVICES, INC./SUMCAL; SAME AS BRANCH; LIFE INSURANCE AGENCY, PENSION AND RETIREMENT PLAN TPA; INDEPENDENT LIFE AGENT; START DATE=01/1991; HRS/MO=30; TRADING HRS/MO=120; SELL AND SERVICE LIFE, DISABILITY AND HEALTH INSURANCE AND FIXED ANNUITIES * Independent Visual Artist; same as residence; non-inv rel; part-time visual artist, occasionally exhibits art for sale in galleries; Artist; start date=06/2011; hrs/mo=15; trading hrs/mo=0; creates art works several times/annually for show a year for show * Capstone Financial; 620 Coolidge Dr #165, Folsom, CA 95630; inv-rel; Securities business; Registered Representative; start date=01/2018; hrs/mo=40; trading hrs/mo=40; registered representative for securities business
CRS (Client Relationship Summary) - RIA
Click below to view Michael R Lampert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
RIA
CRD#: 317245
LOS ANGELES, CA
Current
June 30, 2006 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 1990 S Bundy Dr Ste 450, Los Angeles, CA 90025BD
CRD#: 14869
Los Angeles, CA
Past
June 30, 2006 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
LINCOLN, NE
Past
January 20, 2004 - June 30, 2006
CARILLON INVESTMENTS, INC.
RIA
CRD#: 14646
LOS ANGELES, CA
Past
August 9, 1994 - June 30, 2006
CARILLON INVESTMENTS, INC.
BD
CRD#: 14646
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/20/2011)
RR
California(6/30/2006)
IAR
California(11/1/2021)
RR
Colorado(11/10/2020)
RR
Florida(9/24/2021)
RR
Michigan(7/10/2017)
RR
Montana(1/16/2024)
RR
Nevada(6/5/2024)
RR
New Jersey(6/30/2006)
RR
New York(6/30/2006)
RR
North Carolina(3/22/2021)
RR
Ohio(6/30/2006)
RR
Oklahoma(6/30/2006)
RR
Oregon(2/4/2009)
RR
Pennsylvania(4/15/2019)
RR
South Carolina(8/23/2022)
RR
Tennessee(1/3/2023)
RR
Texas(10/24/2022)
IAR
Texas(10/27/2022)
RR
Virginia(4/18/2016)
RR
Washington(8/15/2023)
RR
Wisconsin(1/17/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
