Joseph A. Diorio
Professional summary
Joseph Arthur Diorio, AIF®, who also goes by Joe Diorio, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Wayne, Pennsylvania and TRUIST INVESTMENT SERVICES, INC. located in Wayne, Pennsylvania.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Joseph has worked at 9 firms and has passed the Series 65, Series 63, Series 72, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Arthur Diorio's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 2, 2020 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 821 W Lancaster Ave Ste 11, Wayne, PA 19087September 2, 2020 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 821 W Lancaster Ave Ste 11, Wayne, PA 19087Office #2: 200 Willow Valley Lakes Drive, Willow Street, PA 17584Office #3: 451 W Johnson Hwy, Norristown, PA 19401Office #4: 1110 Corporate Blvd, Lancaster, PA 17601Office #5: 301 W 4th St, Quarryville, PA 17566Office #6: 35 S Willowdale Dr Ste 1002, Lancaster, PA 17602Office #7: 50 Pottstown Pike, Chester Springs, PA 19425July 18, 2018 - February 17, 2021
BB&T SECURITIES, LLC
July 18, 2018 - February 17, 2021
BB&T SECURITIES, LLC
February 20, 2009 - July 23, 2018
WELLS FARGO CLEARING SERVICES, LLC
February 20, 2009 - July 23, 2018
WELLS FARGO CLEARING SERVICES, LLC
January 9, 2006 - February 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 6, 2006 - February 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 1, 2004 - January 12, 2006
PNC WEALTH MANAGEMENT LLC
January 1, 2004 - January 12, 2006
PNC WEALTH MANAGEMENT LLC
September 10, 2002 - January 1, 2004
J.J.B. HILLIARD, W.L. LYONS, LLC
April 21, 1999 - January 1, 2004
J.J.B. HILLIARD, W.L. LYONS, LLC
September 30, 1996 - April 21, 1999
PNC BROKERAGE CORP
December 21, 1993 - September 18, 1996
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/11/2020)
(9/2/2020)
(9/4/2020)
(9/10/2020)
(9/3/2020)
(9/3/2020)
(9/16/2020)
(2/17/2021)
(9/2/2020)
(9/3/2020)
(9/8/2020)
(2/17/2021)
(9/4/2020)
(9/3/2020)
(9/5/2020)
(9/3/2020)
(9/2/2020)
(9/3/2020)
(2/17/2021)
(9/9/2020)
(2/17/2021)
(9/3/2020)
(3/9/2021)
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
