Brian D. Mcdonald
Professional summary
Brian Dennis Mcdonald, who also goes by Brian Dennis Mcdonald, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Melville, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1995. Brian has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Dennis Mcdonald's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 21, 2023 - Present
NYLIFE SECURITIES LLC
Office #1: 520 Broad Hollow Rd., Melville, NY 11747April 21, 2021 - November 30, 2022
WESTPARK CAPITAL, INC.
February 10, 2014 - November 23, 2020
MIZUHO SECURITIES USA LLC
January 14, 2008 - December 4, 2013
OPPENHEIMER & CO. INC.
June 7, 2004 - January 14, 2008
CIBC WORLD MARKETS CORP.
December 16, 2003 - May 27, 2004
LEUCADIA ASSET MANAGEMENT LLC
December 12, 2003 - May 27, 2004
JEFFERIES LLC
July 1, 2003 - December 16, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 23, 1997 - December 16, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 20, 1996 - March 21, 1997
CITIGROUP GLOBAL MARKETS INC.
April 24, 1995 - October 8, 1996
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/21/2023)
(10/30/2023)
(10/16/2024)
Exams
FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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