Christine S. Neilson

INVESTMENT RESEARCH CORP

Rancho Mirage, CA

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CRD#: 2412525

Professional summary

Christine Sionia Neilson is a registered financial advisor currently at INVESTMENT RESEARCH CORP located in Rancho Mirage, California and WORLD CAPITAL BROKERAGE, INC. located in Denver, Colorado.

Christine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Christine has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)NAME: NEILSON ADVISORY GROUP, INC INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: INDIVIDUAL LIFE & HEALTH INSURANCE, GROUP HEALTH INSURANCE, CPA/TAX PREPARATION POSITION & : OWNER/PRESIDENT START DATE: 11/26/2002 NO HRS/MO: 40-100 NO HRS/MO DUR TRADING: 40-100 (2)NAME: REAL ESTATE EBROKER INV REL: Y ADD: 301 MISSION AVENUE SUITE 212, OCEANSIDE, CA 92054 NATURE: REAL ESTATE POSITION: SALES/ AGENT START DATE: 4/3/13 NO HRS/MO: 0-4 NO HRS/MO DUR TRADING: 0-4 (3) NAME: CHRISTINE NEILSON INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: RENTAL OF CONDO POSITION: OWNER START DATE: 10/23/2022 NO HRS/MO: 8-20 NO HRS/MO DUR TRADING: 8-20 DESCRIBE DUTIES: MANAGEMENT OF RENTAL. (4) NAME: INVESTMENT RESEARCH CORPORATION (APOGEE PLANNING & INSURANCE SOLUTIONS - DBA) : Y ADD: AT RESIDENTIAL ADDRESS NATURE: INVESTMENT ADVISOR: OWNER START DATE:04/22/2021 NO HRS/MO: 0-24 NO HRS/MO DUR TRADING: 0-24 DESCIRBE DUTIES: INVESTMENT ADVISING. (5) NAME: EACPA PRO INC INV REL:Y ADD: AT RESIDENTIAL ADDRESS NATURE: BOOKKEEPING AND BUSINESS CONSULTING POSITION: OWNER START DATE:04/01/25 NO HRS/MO DUR TRADING: 5-40 DESCRIBE DUTIES: MANAGING BOOKKEEPING SERVICES AND BUSINESS CONSULTING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christine Sionia Neilson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 8, 2024 - Present

INVESTMENT RESEARCH CORP

RIA

CRD#: 108208

Rancho Mirage, CA

Current

February 8, 2024 - Present

WORLD CAPITAL BROKERAGE, INC.

Office #1: 1636 Logan Street, Denver, CO 80203

CRD#: 37

Denver, CO

Past

May 31, 2018 - February 14, 2024

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Rancho Mirage, CA

Past

May 24, 2018 - February 14, 2024

MML INVESTORS SERVICES, LLC

CRD#: 10409

Rancho Mirage, CA

Past

February 21, 2017 - April 20, 2018

HORACE MANN INVESTORS, INC.

RIA

CRD#: 11643

Federal Way, WA

Past

February 5, 2016 - April 20, 2018

HORACE MANN INVESTORS, INC.

CRD#: 11643

Federal Way, WA

Past

March 10, 2014 - January 25, 2016

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

SEATTLE, WA

Past

June 28, 2013 - January 25, 2016

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

SEATTLE, WA

Past

October 21, 2008 - July 19, 2013

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

MINNEAPOLIS, MN

Past

December 1, 2006 - July 19, 2013

QUESTAR CAPITAL CORPORATION

CRD#: 43100

SEATTLE, WA

Past

January 30, 2001 - June 16, 2006

USALLIANZ SECURITIES, INC.

RIA

CRD#: 40875

LOS ANGELES, CA

Past

October 18, 2000 - December 1, 2006

USALLIANZ SECURITIES, INC.

CRD#: 40875

LOS ANGELES, CA

Past

June 9, 2000 - October 10, 2000

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

August 5, 1996 - April 24, 2000

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

April 21, 1995 - July 31, 1996

ARAGON FINANCIAL SERVICES, INC.

CRD#: 16023

IRVINE, CA

Past

November 16, 1993 - March 8, 1995

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

November 16, 1993 - March 8, 1995

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESTMENT RESEARCH CORP

INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA

Registered Investment Advisory firm - (4/26/1972 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/8/2024)

IAR

California
(2/8/2024)

Missouri
(2/8/2024)

New York
(2/8/2024)

Oregon
(2/8/2024)

Washington
(2/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/3/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/15/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/31/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/15/1993

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

INVESTMENT RESEARCH CORP

INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA

Registered Investment Advisory firm - (4/26/1972 Approved)

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Contact information

Main Address

1636 North Logan Street, Denver, CO 80203

Mailing Address

Phone number

(303) 626-0634

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IRC BROCHURE (3/6/2025)

IRC WRAP BROCHURE (3/6/2025)

Regulatory assets under management

Total Number of Accounts	177
AUM (Assets Under Management)	$ 63,421,004

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christine S. Neilson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christine Sionia Neilson's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORLD CAPITAL BROKERAGE, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

HORACE MANN INVESTORS, INC.

HORACE MANN INVESTORS, INC.

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

USALLIANZ SECURITIES, INC.

USALLIANZ SECURITIES, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

ARAGON FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

INVESTMENT RESEARCH CORP

State Registrations and Notice Filings

Exams

Series 65

Date: 12/3/1999

Series 63

Date: 11/15/1993

SIE

Date: 10/1/2018

Series 7

Date: 12/31/1999

Series 6

Date: 11/15/1993

FINRA

Current Firm

INVESTMENT RESEARCH CORP

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVESTMENT RESEARCH CORP

TRUST BUT VERIFY

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