Marc M. Davis

CAPITAL MANAGEMENT CONSULTANTS

Northbrook, IL 60062

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CRD#: 2412125

Professional summary

Marc Michael Davis is a registered financial advisor currently at CAPITAL MANAGEMENT CONSULTANTS, INC. located in Northbrook, Illinois.

Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Marc has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)IMPACT FINANCIAL PARTNERS, LLC; INVESTMENT RELATED; 155 N. PFINGSTEN ROAD, SUITE 325, DEERFIELD, IL 60015; INSURANCE; MANAGER; 11/2008; 20 HRS/MONTH; .5 HR/DAY DURING TRADING HOURS; INSURANCE/ANNUITY (NON-SECURITIES) RELATED SALES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Michael Davis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 28, 1998 - Present

CAPITAL MANAGEMENT CONSULTANTS, INC.

Office #1: 5 Revere Drive Suite 200, Northbrook, IL 60062

RIA

CRD#: 19935

Northbrook, IL

Past

February 9, 1998 - December 15, 2009

CAPITAL MANAGEMENT CONSULTANTS, INC.

CRD#: 19935

WHEELING, IL

Past

October 10, 1997 - February 4, 1998

CALAMOS FINANCIAL SERVICES LLC

CRD#: 19850

NAPERVILLE, IL

Past

February 7, 1997 - September 18, 1997

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

October 19, 1993 - December 31, 1996

STRONG INVESTMENTS, INC.

CRD#: 15658

MENOMONEE FALLS, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/28/1998)

IAR

Indiana
(3/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/1/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/29/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/6/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/18/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 3/31/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/31/1998

General Securities Principal Examination

Current Firm

CAPITAL MANAGEMENT CONSULTANTS, INC.

CAPITAL MANAGEMENT CONSULTANTS | CAPITAL MANAGEMENT CONSULTANTS, INC.

CRD#: 19935 / SEC#: 801-31247, 8-37924

RIA

Registered Investment Advisory firm - SEC (8/30/2023 Terminated)

Illinois

Registered Investment Advisory firm - SEC (6/23/2023 Approved)

Indiana

Registered Investment Advisory firm - SEC (3/21/2024 Approved)

Terminated by SEC on 02/13/2010

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

5 Revere Drive Suite 200, Northbrook, IL 60062

Mailing Address

Phone number

(847) 376-2747

Established

Illinois since 03/20/1987

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
ANDRICH, JOHN MIKICIC	SECRETARY	1335646
DAVIS, MARC MICHAEL	PRESIDENT/CHIEF COMPLIANCE OFFICER	2412125
STUMPF, ROBERT NICHOLAS	TREASURER	1335710

Regulatory assets under management

Total Number of Accounts	126
AUM (Assets Under Management)	$ 64,662,518

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Marc M. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Michael Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL MANAGEMENT CONSULTANTS, INC.

CALAMOS FINANCIAL SERVICES LLC

WOODBURY FINANCIAL SERVICES, INC.

STRONG INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/1/1998

Series 63

Date: 10/29/1993

Series 7

Date: 8/6/1997

Series 6

Date: 10/18/1993

Series 51

Date: 3/31/2003

Series 24

Date: 3/31/1998

Current Firm

CAPITAL MANAGEMENT CONSULTANTS, INC.

Contact information

Documents

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

CAPITAL MANAGEMENT CONSULTANTS, INC.

TRUST BUT VERIFY

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