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John Mikicic Andrich

CRD# 1335646·Registered 1985 - 2026
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Mikicic Andrich, who also goes by John Mikicic, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1985 - 2026. John had worked at 2 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Mikicic

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

Past

CAPITAL MANAGEMENT CONSULTANTS, INC.Past·CRD# 19935
RIA
Northbrook, IL
October 24, 2002 - February 17, 2026
CAPITAL MANAGEMENT CONSULTANTS, INC.Past·CRD# 19935
BD
Northbrook, IL
September 1, 1987 - December 7, 2009
MED-VEST, INC.Past·CRD# 15082
BD
January 29, 1985 - August 22, 1988

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Current Firm

CM
CAPITAL MANAGEMENT CONSULTANTS, INC.

CAPITAL MANAGEMENT CONSULTANTS | CAPITAL MANAGEMENT CONSULTANTS, INC.

CRD#: 19935 / SEC#: 801-31247, 8-37924
RIA
Registered Investment Advisory firm - SEC (8/30/2023 Terminated)
Illinois
Registered Investment Advisory firm - SEC (6/23/2023 Approved)
Indiana
Registered Investment Advisory firm - SEC (3/21/2024 Approved)
BD
Terminated by SEC on 02/13/2010
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

5 Revere Drive Suite 200, Northbrook, IL 60062

Phone Number

(847) 376-2747

Established

Illinois since 03/20/1987

Firm Type

Corporation

Fiscal Year End

December

# of Employees

2

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ANDRICH, JOHN MIKICICSECRETARY1335646
DAVIS, MARC MICHAELPRESIDENT/CHIEF COMPLIANCE OFFICER2412125
STUMPF, ROBERT NICHOLASTREASURER1335710

Regulatory Assets Under Management

Total Number of Accounts

164

AUM (Assets Under Management)

$76,178,616

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BUSINESS & PROFESSIONAL CONSULTANTS, MIDWEST LTD NO INVESTMENT RELATED, 3400 DUNDEE RD. #200, NORTHBROOK, IL 60062, ACCOUNTING PRESIDENT, # OF HRS DEVOTED TO OTHER BUSINESS 20 HRS, 3 OF HRS DEVOTED DURING TRADING HRS: 20HRS, ACCOUNTING & TAX CONSULTING, OVERSEEING STAFF, OPERATIONS START:12/1984---MEDICAL BUSINESS CONSULTANTS, 3400 DUNDEE RD #200, NORTHBROOK IL 660061, PARTIAL OWNER NO INVESTMENT RELATED, #OF HRS DEVOTED TO OTHER BUSINESS 190 HRS, # OF HOURS DEVOTED DURING TRADING HRS 7HRS, ACCOUNTING ALL AREAS----ABCS PARTNERS, 1440 NORTHWEST HWY SUITE 240 PARK RIDGE IL 60068, PARTNER, NO INVESTMENT RELATED, # OF HRS DEVOTED TO OTHER BUSINESS <1HR. #OF HOURS DEVOTED TO OTHER BUSINESS DURING TRADING HOURS< HRS, MINIMAL INVOLMENT CONSIST OF AN OCCASSIONAL MEETING TO DISCUSS STATUS OF PROP-----WHISPENWOOD ASSO LTD NO INVEST REL 1/1/82--BENTWOOD PARTNERS-NO INVEST REL 1/1/82-- AMRRAR ASSO--NO INVEST REL 1/1/82

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1985About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 1986About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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