Nickles G. Spryn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nickles Gregory Spryn, CFP®, who also goes by N Gregory Spryn, Nickles Gregory Spryn, Nickles Spryn, Greg Spryn, was a registered financial professional .
Nickles is a previously registered financial professional and started their career in finance in 1993. Nickles had worked at 12 firms and has passed the Series 63, Series 66, Series 65, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2000
Experience
September 19, 2023 - November 19, 2024
MARMO FINANCIAL GROUP, LLC
October 5, 2021 - May 23, 2023
VANGUARD ADVISERS, INC.
September 20, 2021 - May 23, 2023
VANGUARD MARKETING CORPORATION
September 1, 2016 - July 24, 2017
WELLS FARGO CLEARING SERVICES, LLC
August 31, 2016 - July 24, 2017
WELLS FARGO CLEARING SERVICES, LLC
September 11, 2014 - August 31, 2016
TRUIST INVESTMENT SERVICES, INC.
September 11, 2014 - August 31, 2016
TRUIST INVESTMENT SERVICES, INC.
February 26, 2013 - September 24, 2014
LPL FINANCIAL LLC
February 26, 2013 - September 24, 2014
LPL FINANCIAL LLC
November 20, 2012 - February 28, 2013
OSAIC INSTITUTIONS, INC.
November 2, 2012 - February 28, 2013
OSAIC INSTITUTIONS, INC.
February 21, 2008 - August 21, 2012
CHESAPEAKE WEALTH MANAGEMENT
September 9, 2005 - November 28, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
October 17, 2002 - March 18, 2004
JBS LIBERTY SECURITIES, INC.
October 16, 2002 - March 18, 2004
JBS LIBERTY SECURITIES, INC.
October 21, 1993 - January 10, 1997
IDS LIFE INSURANCE COMPANY
October 21, 1993 - January 10, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
MARMO FINANCIAL GROUP, LLC
CRD#: 143816 / SEC#: 801-113718
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/20/2021
General Securities Representative ExaminationCurrent Firm
MARMO FINANCIAL GROUP, LLC
CRD#: 143816 / SEC#: 801-113718
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,710 |
| AUM (Assets Under Management) | $ 248,773,651 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
