Michael P. Hamilton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Patrick Hamilton, who also goes by Michael Hamilton, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1993. Michael had worked at 8 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2019 - November 1, 2019
STATE STREET GLOBAL MARKETS, LLC
August 27, 2015 - November 10, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 27, 2015 - November 10, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 20, 2011 - September 16, 2015
MANULIFE INVESTMENT MANAGEMENT (US) LLC
October 19, 2011 - September 16, 2015
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
April 9, 2010 - May 9, 2011
LPL FINANCIAL LLC
March 12, 2010 - May 9, 2011
LPL FINANCIAL LLC
December 19, 2003 - December 11, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
January 26, 2001 - October 28, 2002
FIDELITY BROKERAGE SERVICES LLC
October 29, 1993 - September 14, 2000
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STATE STREET GLOBAL MARKETS, LLC
CRD#: 285852 / SEC#: , 8-69862
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE STREET CORPORATION | PARENT COMPANY | |
| BAMBINO, JOHN JOSEPH | CHIEF FINANCIAL OFFICER, FINOP, PRINCIPAL FINANCIAL OFFICER | 4237874 |
| CHARLAND, JOSEPH LEONARD | DIRECTOR | 5183891 |
| FORTUNA, GREGORY PAUL | DIRECTOR | 3168105 |
| MARZILIANO, MICHAEL | PRINCIPAL OPERATIONS OFFICER | 1527133 |
| MAXHAM, DAVID GOULD | DIRECTOR | 6372664 |
| MCKEON, ROBERT A | DIRECTOR | 7638847 |
| MORGAN, DANIEL ROBERT | CHIEF EXECUTIVE OFFICER | 2743457 |
| SIGLAIN, TARYN ANN | DIRECTOR | 5163466 |
| SOR, LY | DIRECTOR | 7996223 |
| TRABUCCO, MARK RUSSELL | CHIEF COMPLIANCE OFFICER | 4856280 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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