Alexander S. Dewar
Professional summary
Alexander Simpson Dewar JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Alexander is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Alexander had worked at 3 firms, which includes ARJENT LTD., BUCKMAN BUCKMAN & REID INC., D. H. BLAIR & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 1998 - July 6, 2001
ARJENT LTD.
March 5, 1998 - August 25, 1998
BUCKMAN, BUCKMAN & REID, INC.
December 13, 1993 - February 20, 1998
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
ARJENT LTD.
CRD#: 35909 / SEC#: , 8-46922
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARJENT SERVICES LIMITED (UK) | OWNER | |
| DAVANZO, GEORGE | FINOP/CFO | 1866674 |
| DEPALO, ROBERT PHILIP | CHAIRMAN/CEO/SECY/CORP. DIRECTOR | 2946313 |
| DIFIORE, MONICA LISA | CCO | 2966552 |
| FALLAH, ROBERT BOBAK | CO-CHAIRMAN/PRESIDENT/DIRECTOR CORPORATE FINANCE | 1069032 |
| HEINEMAN, RONALD MARK | MANAGING DIRECTOR/CROP/SROP/MUNI PRINCIPAL | 241924 |
| SCHONWALD, GARY ALAN | TREASURER/CORPORATE DIRECTOR | 4478897 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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