Ursula J. Henry
Professional summary
Ursula Juliana Henry, who also goes by Ursula Juliana Dirienzo, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Stamford, Connecticut.
Ursula is registered as a RR (Registered Representative) and started their career in finance in 1995. Ursula has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ursula Juliana Henry's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 12, 2009 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 100 First Stamford Place, Stamford, CT 06902January 2, 2002 - June 1, 2009
HIMCO DISTRIBUTION SERVICES COMPANY
April 25, 2000 - November 28, 2000
IFMG SECURITIES, INC.
August 26, 1999 - February 4, 2000
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
February 3, 1997 - June 14, 1999
IFMG SECURITIES, INC.
May 12, 1995 - July 1, 1996
WESTPORT FINANCIAL SERVICES, L.L.C.
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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