Douglas M. Weill
Professional summary
Douglas Michael Weill is a registered financial professional currently at HODES WEILL SECURITIES, LLC located in New York, New York.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 1993. Douglas has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas Michael Weill's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2010 - Present
HODES WEILL SECURITIES, LLC
Office #1: 825 Third Avenue 15th Floor, New York, NY 10022Office #2: 825 Third Ave 15th Floor, New York, NY 10022November 3, 2000 - August 7, 2009
CREDIT SUISSE SECURITIES (USA) LLC
February 13, 1997 - September 23, 2002
PERSHING LLC
December 16, 1994 - March 14, 1997
UBS FINANCIAL SERVICES INC.
December 13, 1993 - December 23, 1994
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/12/2018)
(2/20/2013)
(8/15/2018)
(12/6/2011)
(6/8/2017)
(9/15/2017)
(11/7/2017)
(9/26/2017)
(2/19/2013)
(5/24/2017)
(1/10/2011)
(11/30/2017)
(5/24/2017)
(1/23/2018)
(5/31/2017)
(5/30/2017)
(2/1/2018)
(8/9/2012)
(9/19/2017)
(6/21/2017)
(5/24/2017)
(6/12/2019)
(6/6/2017)
(5/31/2018)
(5/31/2017)
(2/6/2018)
(10/14/2010)
(11/20/2016)
(6/4/2018)
(3/4/2013)
(5/30/2017)
(6/18/2019)
(12/13/2011)
(5/30/2017)
(4/10/2018)
(5/24/2017)
(4/27/2023)
(11/21/2012)
(5/24/2017)
(9/5/2017)
(1/2/2014)
(11/15/2013)
(4/10/2018)
(6/19/2019)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
HODES WEILL SECURITIES, LLC
CRD#: 131848 / SEC#: , 8-66518
Contact information
FINRA licenses (44 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
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