Jason C. Pokrzywinski

OAKWORTH ASSET MANAGEMENT

Charlotte, NC 28210-3254

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CRD#: 2408108

Professional summary

Jason C Pokrzywinski, who also goes by Jason Christopher Pokrzywinski, is a registered financial advisor currently at OAKWORTH ASSET MANAGEMENT, LLC located in Charlotte, North Carolina.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Jason has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason Christopher Pokrzywinski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Oakworth Capital Bank; Investment Related; At Reported Business Location; Bank; Managing Director, Head of Wealth and Advisory Services; 05/2023; 160 hours/month, 160 hours/month during securities trading hours; Managing Director, Head of Wealth and Advisory Services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason C Pokrzywinski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2025 - Present

OAKWORTH ASSET MANAGEMENT, LLC

Office #1: 6000 Fairview Road Suite 500, Charlotte, NC 28210-3254Office #2: 850 Shades Creek Parkway Suite 200, Birmingham, AL 35209

RIA

CRD#: 335388

Charlotte, NC

Past

October 21, 2005 - July 2, 2012

ICON DISTRIBUTORS, INC.

CRD#: 28568

GREENWOOD VILLAGE, CO

Past

April 1, 2004 - October 25, 2004

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

SAINT PAUL, MN

Past

November 9, 2001 - January 24, 2003

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

December 13, 2000 - November 26, 2001

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

May 27, 1999 - December 13, 2000

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MINNEAPOLIS, MN

Past

November 15, 1996 - April 14, 1999

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

July 7, 1994 - November 7, 1996

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(7/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/13/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/28/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/6/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 9/26/2008

Investment Company Products/Variable Contracts Principal Examination

Current Firm

OAKWORTH ASSET MANAGEMENT, LLC

CRD#: 335388 / SEC#: 801-132789

RIA

Registered Investment Advisory firm - (7/1/2025 120-Day Approval)

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Contact information

Main Address

850 Shades Creek Parkway Suite 200, Birmingham, AL 35209

Mailing Address

Phone number

(205) 263-4700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR OAKWORTH ASSET MANAGEMENT, LLC (10/29/2025)

Regulatory assets under management

Total Number of Accounts	678
AUM (Assets Under Management)	$ 757,410,003

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason C. Pokrzywinski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason C Pokrzywinski's CRS (Customer Relationship Summary).

Certified licenses

Experience

ICON DISTRIBUTORS, INC.

U.S. BANCORP INVESTMENTS, INC.

KEYBANC CAPITAL MARKETS INC.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CITICORP INVESTMENT SERVICES

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/13/2025

Series 63

Date: 10/28/2005

Series 7

Date: 7/6/1994

Series 26

Date: 9/26/2008

Current Firm

OAKWORTH ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OAKWORTH ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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