William K. Weylman
Professional summary
William Keith Weylman, who also goes by Bill Weylman, is a registered financial professional currently at LAZARD ASSET MANAGEMENT SECURITIES LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1994. William has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Keith Weylman's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2024 - Present
LAZARD ASSET MANAGEMENT SECURITIES LLC
Office #1: 30 Rockefeller Plaza 56th Floor, New York, NY, 10112August 16, 2010 - February 6, 2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
January 31, 1994 - August 26, 1996
DEAM INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/5/2024)
(9/6/2024)
(9/5/2024)
(9/5/2024)
(9/6/2024)
(9/5/2024)
(9/5/2024)
(9/5/2024)
Exams
FINRA
Current Firm
LAZARD ASSET MANAGEMENT SECURITIES LLC
CRD#: 129119 / SEC#: , 8-66201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
