John A. Riccio
Professional summary
John Anthony Riccio JR is a registered financial professional currently at G.RESEARCH, LLC located in Rye, New York and G.DISTRIBUTORS, LLC located in Rye, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1999. John has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Anthony Riccio JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 6, 2012 - Present
G.RESEARCH, LLC
Office #1: One Corporate Center, Rye, NY 10580-1435September 29, 2022 - Present
G.DISTRIBUTORS, LLC
Office #1: One Corporate Center, Rye, NY 10580-1435June 20, 2011 - January 31, 2012
TICONDEROGA SECURITIES LLC
December 1, 2005 - October 19, 2011
SOLEIL SECURITIES CORPORATION
March 31, 1999 - August 25, 2005
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/19/2015)
(2/27/2014)
(3/17/2023)
(6/29/2017)
(12/6/2012)
(1/30/2013)
(8/22/2016)
(3/12/2013)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/19/2006
Limited Representative-Equity Trader ExamFINRA
Current Firm
G.DISTRIBUTORS, LLC
CRD#: 155071 / SEC#: , 8-68697
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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