Pasquale Mario Lavecchia
Professional Summary
Pasquale Mario Lavecchia, who also goes by Pat Mario Lavecchia, is a registered financial advisor currently at OASIS PRO MARKETS LLC located in Stamford, Connecticut. Pasquale is registered as a RR (Registered Representative) and started their career in finance in 1994. Pasquale has worked at 7 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Pat Mario Lavecchia
Similar Advisors
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
Years of Experience
32 years in the financial services industry
Current & Past Employments
Similar Advisors
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
Current Firm
LAVECCHIA CAPITAL LLC | OASIS PRO MARKETS LLC
Contact Information
Main Address
1266 East Main Street Suite 603, Stamford, CT 06902Mailing Address
1266 East Main Street Suite 603, Stamford, CT 06902Phone Number
(203) 247-6700Established
Delaware since 02/07/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Similar Advisors
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
(11/3/2025)
(11/4/2025)
(1/1/2026)
(12/23/2025)
(11/18/2025)
(12/17/2025)
(6/20/2025)
(11/10/2025)
(4/20/2026)
(1/6/2026)
(11/17/2025)
(1/13/2026)
(10/26/2025)
(1/30/2026)
(1/7/2026)
(10/26/2025)
(11/12/2025)
(12/12/2025)
(10/27/2025)
(11/14/2025)
(12/2/2025)
(2/17/2026)
(10/26/2025)
(12/3/2025)
(3/16/2021)
(1/2/2026)
(11/17/2025)
(12/3/2025)
(10/26/2025)
(12/23/2025)
(12/16/2025)
(1/2/2026)
(8/1/2025)
(10/28/2025)
(12/16/2025)
(10/26/2025)
(10/30/2025)
(11/5/2025)
(12/4/2025)
(7/14/2026)
(10/26/2025)
(10/29/2025)
(12/3/2025)
(12/19/2025)
(3/5/2026)
(10/29/2025)
(10/29/2025)
(4/17/2026)
(12/24/2025)
(12/23/2025)
(11/6/2025)
(12/4/2025)
(12/19/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2024About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Mar 2009About the Series 28 examSRO Registrations
Similar Advisors
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
CRS (Client Relationship Summary) - BD
Click below to view Pasquale Mario Lavecchia's CRS (Customer Relationship Summary).
Similar Advisors
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
