Timothy P. Schier
Professional summary
Timothy Peter Schier is a registered financial professional currently at TOBIN & COMPANY SECURITIES LLC located in Charlotte, North Carolina.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1993. Timothy has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 50 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Peter Schier's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2019 - Present
TOBIN & COMPANY SECURITIES LLC
Office #1: 101 South Tryon Street Suite 2700, Charlotte, NC 28280August 20, 2018 - January 3, 2019
KEYBANC CAPITAL MARKETS INC.
December 22, 2017 - August 14, 2018
KEYBANC CAPITAL MARKETS INC.
December 9, 1993 - December 22, 2017
CAIN BROTHERS & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/5/2024)
(1/7/2019)
(1/7/2019)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
TOBIN & COMPANY SECURITIES LLC
CRD#: 137918 / SEC#: , 8-67134
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOBIN & COMPANY INVESTMENT BANKING GROUP LLC | PARENT COMPANY | |
| TOBIN, JUSTINE EIDT | CHIEF COMPLIANCE OFFICER | 1641345 |
Red Flags
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