Dixie T. Green

VOYA INVESTMENTS DISTRIBUTOR

Pembroke, MA

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CRD#: 2401779

Professional summary

Dixie Thornton Green, who also goes by Dixie Delicia Thornton, Dixie Thornton, is a registered financial professional currently at VOYA INVESTMENTS DISTRIBUTOR, LLC located in Pembroke, Massachusetts.

Dixie is registered as a RR (Registered Representative) and started their career in finance in 1993. Dixie has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Dixie Delicia Thornton | Dixie Thornton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

G2 Outfitters, LLC; 4405 FM180 Ledbetter, TX; not investment related; Outdoor guide position service; Treasurer; 1 hour per month not during normal business hours.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dixie Thornton Green's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 4, 2025 - Present

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

Pembroke, MA

Past

October 10, 2022 - October 22, 2025

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Past

June 13, 2019 - May 13, 2022

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

RIA

CRD#: 109591

Houston, TX

Past

June 13, 2019 - May 13, 2022

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

JERSEY CITY, NJ

Past

January 1, 2010 - June 3, 2019

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

ATLANTA, GA

Past

June 5, 2002 - January 1, 2010

INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.

RIA

CRD#: 109264

HOUSTON, TX

Past

February 5, 1997 - May 27, 1998

FUND MANAGEMENT COMPANY

CRD#: 25585

HOUSTON, TX

Past

December 21, 1993 - June 4, 2019

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/4/2025)

Alaska
(11/4/2025)

Arizona
(11/4/2025)

Arkansas
(11/4/2025)

California
(11/4/2025)

Colorado
(11/4/2025)

Connecticut
(11/4/2025)

Delaware
(11/4/2025)

District of Columbia
(11/4/2025)

Florida
(11/4/2025)

Georgia
(11/4/2025)

Hawaii
(11/4/2025)

Idaho
(11/4/2025)

Illinois
(11/4/2025)

Indiana
(11/4/2025)

Iowa
(11/4/2025)

Kansas
(11/4/2025)

Kentucky
(11/4/2025)

Louisiana
(11/4/2025)

Maine
(11/4/2025)

Maryland
(11/4/2025)

Massachusetts
(11/4/2025)

Michigan
(11/4/2025)

Minnesota
(11/4/2025)

Mississippi
(11/4/2025)

Missouri
(11/4/2025)

Montana
(11/4/2025)

Nebraska
(11/4/2025)

Nevada
(11/4/2025)

New Hampshire
(11/4/2025)

New Jersey
(11/4/2025)

New Mexico
(11/4/2025)

New York
(11/4/2025)

North Carolina
(11/4/2025)

North Dakota
(11/4/2025)

Ohio
(11/4/2025)

Oklahoma
(11/4/2025)

Oregon
(11/4/2025)

Pennsylvania
(11/4/2025)

Puerto Rico
(11/4/2025)

Rhode Island
(11/4/2025)

South Carolina
(11/4/2025)

South Dakota
(11/4/2025)

Tennessee
(11/4/2025)

Texas
(11/4/2025)

Utah
(11/4/2025)

Vermont
(11/4/2025)

Virgin Islands
(11/4/2025)

Virginia
(11/4/2025)

Washington
(11/4/2025)

West Virginia
(11/4/2025)

Wisconsin
(11/4/2025)

Wyoming
(11/4/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 12/21/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/15/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/20/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 3/3/1995

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886 / SEC#: , 8-48020

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One Orange Way, Windsor, CT 06095

Mailing Address

One Orange Way, Windsor, CT 06095

Phone number

(860) 275-2110

Established

Delaware since 10/01/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
VOYA FUNDS SERVICES, LLC	SOLE SHAREHOLDER
EASTON, STEPHEN JOSEPH	CHIEF COMPLIANCE OFFICER	3150168
POTESTA, TIFFANI ANNE	CEO, PRESIDENT, DIRECTOR & HEAD OF INTERMEDIARY DISTRIBUTION	4042592
WILLINGHAM, CATRINA	FINANCIAL OPERATIONS PRINCIPAL	7025979

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Dixie T. Green

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dixie Thornton Green's CRS (Customer Relationship Summary).

Certified licenses

Experience

DWS DISTRIBUTORS, INC.

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

NYLIFE DISTRIBUTORS LLC

INVESCO ADVISERS, INC.

INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.

FUND MANAGEMENT COMPANY

INVESCO DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/21/2001

Series 63

Date: 12/15/1997

SIE

Date: 10/1/2018

Series 7

Date: 12/20/2004

Series 6

Date: 12/20/1993

Series 26

Date: 3/3/1995

FINRA

Current Firm

VOYA INVESTMENTS DISTRIBUTOR, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VOYA INVESTMENTS DISTRIBUTOR, LLC

TRUST BUT VERIFY

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