Matthew D. Kane

COMPASS ION ADVISORS

Conshohocken, PA 19428

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CRD#: 2397223

Professional summary

Matthew Daniel Kane is a registered financial advisor currently at COMPASS ION ADVISORS, LLC located in Conshohocken, Pennsylvania and KEEL POINT CAPITAL, LLC located in Conshohocken, Pennsylvania.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Matthew has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1.) NAME OF OBA: EASTERN UNIVERSITY; ADDRESS OF OBA: ST. DAVIDS, PA; NATURE: TRUSTEE; INVESTMENT RELATED: NO; TITLE WITH OBA: TRUSTEE AND CHAPLAIN; DUTIES: SERVE AS TRUSTEE FOR MY ALMA MATER. SERVE AS SPIRITUAL CARE FOR THE SOCCER TEAM; START DATE: 05/01/2017 (TRUSTEE) AND 08/2022 (CHAPLAIN); APPROX. NUMBER OF HOURS/MONTH: 3-6; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (2.) NAME OF OBA: TIMOTHY FOUNDATION; ADDRESS OF OBA: BERWYN, PA 19312; NATURE: MENTORSHIP / RELIGIOUS ORGANIZATION; INVESTMENT RELATED: NO; TITLE WITH OBA: BOARD MEMBER; DUTIES: ATTEND FOUR MEETINGS A YEAR, AD HOC CALLS AND OVERSIGHT; START DATE: 12/31/2021; APPROX. NUMBER OF HOURS/MONTH: 5-10: APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Daniel Kane's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 22, 2013 - Present

COMPASS ION ADVISORS, LLC

Office #1: 300 Conshohocken State Road Suite 230, Conshohocken, PA 19428

RIA

CRD#: 166418

Conshohocken, PA

Current

January 10, 2023 - Present

KEEL POINT CAPITAL, LLC

Office #1: 300 Conshohocken State Road #230, Conshohocken, PA 19428

CRD#: 6769

Conshohocken, PA

Past

January 7, 2009 - December 5, 2009

EGE ADVISORS, LTD.

RIA

CRD#: 113625

KING OF PRUSSIA, PA

Past

December 2, 2008 - January 29, 2014

COMPREHENSIVE CAPITAL MANAGEMENT, INC.

RIA

CRD#: 119890

ROCKAWAY, NJ

Past

December 2, 2008 - January 12, 2023

APW CAPITAL, INC.

CRD#: 43814

WEST CONSHOHOCKEN, PA

Past

November 20, 2006 - December 31, 2008

EMERGING GROWTH EQUITIES, LTD.

CRD#: 47040

BRYN MAWR, PA

Past

May 11, 2006 - December 31, 2008

EGE ADVISORS, LTD.

RIA

CRD#: 113625

KING OF PRUSSIA, PA

Past

January 3, 1998 - November 2, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 15, 1993 - January 11, 1996

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPASS ION ADVISORS, LLC

CRD#: 166418 / SEC#: 801-78503

RIA

Registered Investment Advisory firm - (8/30/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(1/21/2023)

North Carolina
(1/17/2023)

Ohio
(1/11/2023)

IAR

Pennsylvania
(11/22/2013)

Pennsylvania
(1/11/2023)

IAR

Texas
(5/6/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/12/2007

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/10/2006

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/17/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/12/1993

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

COMPASS ION ADVISORS, LLC

CRD#: 166418 / SEC#: 801-78503

RIA

Registered Investment Advisory firm - (8/30/2013 Approved)

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Contact information

Main Address

300 Conshohocken State Road Suite 230, Conshohocken, PA 19428

Mailing Address

Phone number

(610) 228-2200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

07 31 2025 CIA FORM ADV PART 2A FINAL (7/31/2025)

Regulatory assets under management

Total Number of Accounts	3,547
AUM (Assets Under Management)	$ 1,328,104,988

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/07/2024	Cover Page	Report
04/17/2024	Cover Page	Report
12/22/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Matthew D. Kane

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Daniel Kane's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEEL POINT CAPITAL, LLC

EGE ADVISORS, LTD.

COMPREHENSIVE CAPITAL MANAGEMENT, INC.

APW CAPITAL, INC.

EMERGING GROWTH EQUITIES, LTD.

EGE ADVISORS, LTD.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SEI INVESTMENTS DISTRIBUTION CO.

Primary Firm SEC Registration

COMPASS ION ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/12/2007

Series 65

Date: 5/10/2006

SIE

Date: 10/1/2018

Series 7

Date: 11/17/2006

Series 6

Date: 11/12/1993

FINRA

Current Firm

COMPASS ION ADVISORS, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

COMPASS ION ADVISORS, LLC

TRUST BUT VERIFY

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