Matthew J. Holscher

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CRD#: 2396311

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Matthew Joseph Holscher was a registered financial professional .

Matthew is a previously registered financial professional and started their career in finance in 1993. Matthew had worked at 13 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 3, 2017 - April 5, 2018

OPUS FINANCIAL PARTNERS, LLC

CRD#: 172146

San Francisco, CA

Past

August 9, 2012 - April 15, 2015

DASH FINANCIAL TECHNOLOGIES LLC

CRD#: 104031

SAN FRANCISCO, CA

Past

February 1, 2011 - August 2, 2012

SRT SECURITIES LLC

CRD#: 33725

BIRMINGHAM, MI

Past

May 5, 2009 - January 25, 2011

NEWEDGE USA, LLC

CRD#: 36118

SAN FRANCISCO, CA

Past

June 11, 2007 - December 9, 2008

PACIFIC CREST SECURITIES LLC

CRD#: 6619

PORTLAND, OR

Past

April 27, 2006 - July 5, 2006

G-2 TRADING,LLC

CRD#: 44018

NEW YORK, NY

Past

June 13, 2005 - July 22, 2005

BELVEDERE SECURITIES, LLC

CRD#: 133704

BELVEDERE, CA

Past

June 8, 2004 - June 6, 2005

PALI CAPITAL, INC.

CRD#: 117783

NEW YORK, NY

Past

April 30, 2001 - April 29, 2003

W.R. HAMBRECHT + CO., LLC

CRD#: 45040

SAN FRANCISCO, CA

Past

January 18, 2000 - April 24, 2001

ROBERTSON STEPHENS, INC.

CRD#: 41271

SAN FRANCISCO, CA

Past

March 26, 1999 - December 20, 1999

VOLPE BROWN WHELAN & COMPANY, LLC

CRD#: 18329

SAN FRANCISCO, CA

Past

September 13, 1994 - February 18, 1999

COWEN PRIME SERVICES TRADING LLC

CRD#: 23857

NEW YORK, NY

Past

November 23, 1993 - September 27, 1994

HAMBRECHT & QUIST LLC

CRD#: 940

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 11/1/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/5/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/10/2009

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 11/27/1998

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 9/15/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/25/1996

General Securities Principal Examination

Current Firm

OPUS FINANCIAL PARTNERS, LLC

CRD#: 172146 / SEC#: , 8-69501

Terminated by SEC on 06/29/2019

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 06/13/2014

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
OPUS BANK	PARENT
GLOVIER, CURTIS ALBA	CEO	2270225
KALK, YULIA	CHIEF COMPLIANCE OFFICER	2612028
ROBERTS, CHRISTOPHER DEE	FINOP / PFO / POO	6505465

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew J. Holscher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

DASH FINANCIAL TECHNOLOGIES LLC

SRT SECURITIES LLC

NEWEDGE USA, LLC

PACIFIC CREST SECURITIES LLC

G-2 TRADING,LLC

BELVEDERE SECURITIES, LLC

PALI CAPITAL, INC.

W.R. HAMBRECHT + CO., LLC

ROBERTSON STEPHENS, INC.

VOLPE BROWN WHELAN & COMPANY, LLC

COWEN PRIME SERVICES TRADING LLC

HAMBRECHT & QUIST LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/1/1994

SIE

Date: 4/5/2018

Series 3

Date: 6/10/2009

Series 55

Date: 11/27/1998

Series 7

Date: 9/15/1993

Series 24

Date: 11/25/1996

Current Firm

OPUS FINANCIAL PARTNERS, LLC

Contact information

Documents

Direct owners and executive officers

Red Flags

Company Information

OPUS FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

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