Peter A. Nelson
CETERA INVESTMENT ADVISERS LLC
Saint Peter, MN 56082
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CRD#: 2392105
Professional summary
Peter Allen Nelson, CFP®, who also goes by Pete Nelson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Saint Peter, Minnesota and CETERA WEALTH SERVICES, LLC located in Saint Peter, Minnesota.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Peter has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pete Nelson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE START DATE: 8/1993 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 3 BRIEF DESCRIPTION OF DUTIES: I WILL PROVIDE INSURANCE SERVICES TO CLIENTS WHEN NEEDED. SALES OF LIFE, HEALTH, DISABILITY, ANNUITIES, LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: MAPVEST WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 11/2021 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 BRIEF DESCRIPTION OF DUTIES: DBA WILL BE USED FOR SECURITIES BUSINESS WITH CLIENTS AND FOR MARKETING PURPOSES;
CRS (Client Relationship Summary) - RIA
Click below to view Peter Allen Nelson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1903 North 3rd Street Suite 100, Saint Peter, MN 56082RIA
CRD#: 105644
Saint Peter, MN
Current
November 18, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1903 North 3rd Street Suite 100, Saint Peter, MN 56082BD
CRD#: 13572
Saint Peter, MN
Past
November 18, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
Saint Peter, MN
Past
July 18, 2007 - December 14, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
N. MANKATO, MN
Past
July 18, 2007 - December 14, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
N. MANKATO, MN
Past
December 13, 2004 - July 19, 2007
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
MANKATO, MN
Past
December 5, 2002 - July 19, 2007
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
MANKATO, MN
Past
June 6, 2002 - December 3, 2002
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
WALTHAM, MA
Past
April 1, 2002 - June 10, 2002
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Past
September 2, 1993 - April 1, 2002
MARQUETTE FINANCIAL GROUP, INC.
BD
CRD#: 345
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/18/2021)
RR
Arkansas(11/18/2021)
RR
California(11/18/2021)
RR
District of Columbia(8/14/2025)
RR
Florida(11/18/2021)
RR
Georgia(10/31/2025)
RR
Illinois(11/18/2021)
RR
Michigan(7/22/2024)
RR
Minnesota(11/18/2021)
IAR
Minnesota(6/29/2023)
RR
Missouri(11/18/2021)
RR
Montana(8/19/2025)
RR
Nebraska(11/18/2021)
RR
Nevada(11/18/2021)
RR
North Carolina(12/14/2021)
RR
North Dakota(11/18/2021)
RR
Ohio(11/19/2021)
RR
Oregon(7/7/2023)
RR
South Dakota(5/19/2023)
RR
Utah(5/23/2025)
RR
Wisconsin(11/18/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
