JS
Jeffrey R. Schuur
OAKWOOD CAPITAL
St Louis Park, MN
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CRD#: 2391965
JS
Professional summary
Jeffrey Roy Schuur was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeffrey Roy Schuur, who also goes by Jeffrey Schuur, is a registered financial advisor currently at OAKWOOD CAPITAL, INC. located in St Louis Park, Minnesota and OAKWOOD CAPITAL SECURITIES, INC. located in St Louis Park, Minnesota.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Jeffrey has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffrey Schuur
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SINCE 1995 APPROXIMATELY 10 HOURS PER MONTH ARE SPENT DURING TRADING HOURS SELLING LIFE AND LONG TERM CARE INSURANCE. THIS IS A INVESTMENT RELATED BUSINESS. OWNER OF JRS, LLC FOR PERSONAL TAX AND FINANCIAL PLANNING SINCE 2006. APPROXIMATELY 10 HOURS PER MONTH ARE SPENT ON THIS NON INVESTMENT OUTSIDE BUSINESS ACTIVITY. INVESTMENT ADVISOR REPRESENTATIVE OF OAKWOOD CAPITAL, INC. (OC) 600 HIGHWAY 169, SUITE 1410, MINNEAPOLIS, MN 55426. (INVESTMENT RELATED BUSINESS - OC IS AN SEC REGISTERED INVESTMENT ADVISOR) AFFILIATED WITH OC 10/26/1995. APPROXIMATELY 25 TO 30 HOURS PER MONTH (BASED ON 160 WORKING HOURS IN A MONTH) ARE SPENT ON OC BUSINESS DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Roy Schuur's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 17, 2014 - Present
OAKWOOD CAPITAL, INC.
RIA
CRD#: 112399
St Louis Park, MN
Current
July 14, 1995 - Present
OAKWOOD CAPITAL SECURITIES, INC.
BD
CRD#: 21000
St Louis Park, MN
Past
January 17, 2014 - December 31, 2020
OAKWOOD CAPITAL, INC.
RIA
CRD#: 112399
MINNEAPOLIS, MN
Past
December 21, 1994 - July 13, 1995
WORKMAN SECURITIES CORPORATION
BD
CRD#: 31898
EDEN PRAIRIE, MN
Past
October 7, 1993 - December 20, 1994
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
October 7, 1993 - December 20, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OC
OAKWOOD CAPITAL, INC.
GARDNER ADVISORS | OAKWOOD CAPITAL, INC. | L.O. GARDNER INC. DBA GARDNER ADVISORS | GARDNER ADVISORS INC.
CRD#: 112399 / SEC#: 801-120259
RIA
Registered Investment Advisory firm - (2/4/2021 Approved)Arizona
Registered Investment Advisory firm - (2/9/2021 Terminated)Florida
Registered Investment Advisory firm - (2/9/2021 Terminated)Iowa
Registered Investment Advisory firm - (2/10/2021 Terminated)Minnesota
Registered Investment Advisory firm - (2/23/2021 Terminated)Montana
Registered Investment Advisory firm - (2/9/2021 Terminated)North Dakota
Registered Investment Advisory firm - (2/9/2021 Terminated)South Dakota
Registered Investment Advisory firm - (2/9/2021 Terminated)Wisconsin
Registered Investment Advisory firm - (2/9/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/11/2002)
IAR
Arizona(9/19/2022)
RR
California(5/4/2004)
IAR
California(3/22/2022)
RR
Colorado(3/19/2013)
RR
Indiana(2/28/2008)
RR
Iowa(4/25/2005)
IAR
Iowa(6/10/2019)
RR
Kansas(7/16/2008)
RR
Minnesota(7/14/1995)
IAR
Minnesota(1/17/2014)
IAR
Montana(6/10/2019)
RR
Montana(3/20/2024)
RR
Nebraska(10/29/2021)
RR
Nevada(4/21/2016)
RR
North Dakota(7/3/2008)
IAR
North Dakota(4/26/2021)
RR
Ohio(8/30/2012)
RR
South Dakota(6/2/2010)
RR
Texas(1/7/2014)
RR
Virginia(1/7/2014)
RR
Washington(1/7/2014)
RR
Wisconsin(3/6/2002)
IAR
Wisconsin(6/10/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OC
OAKWOOD CAPITAL, INC.
GARDNER ADVISORS | OAKWOOD CAPITAL, INC. | L.O. GARDNER INC. DBA GARDNER ADVISORS | GARDNER ADVISORS INC.
CRD#: 112399 / SEC#: 801-120259
RIA
Registered Investment Advisory firm - (2/4/2021 Approved)Arizona
Registered Investment Advisory firm - (2/9/2021 Terminated)Florida
Registered Investment Advisory firm - (2/9/2021 Terminated)Iowa
Registered Investment Advisory firm - (2/10/2021 Terminated)Minnesota
Registered Investment Advisory firm - (2/23/2021 Terminated)Montana
Registered Investment Advisory firm - (2/9/2021 Terminated)North Dakota
Registered Investment Advisory firm - (2/9/2021 Terminated)South Dakota
Registered Investment Advisory firm - (2/9/2021 Terminated)Wisconsin
Registered Investment Advisory firm - (2/9/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
600 Highway 169 South Suite 1410, St. Louis Park, MN 55426
Mailing Address
Phone number
(952) 935-4601
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,001 |
| AUM (Assets Under Management) | $ 260,312,212 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
