LM
Lori A. Mondello
USAA INVESTMENT SERVICES COMPANY
Tampa, FL 33619
Some features on this profile are disabled
CRD#: 2391479
LM
Professional summary
Lori Anne Mondello, who also goes by Laura Binkley, Lori Anne Binkley, Laura Anne Mondello, Laura Mondello, is a registered financial advisor currently at USAA INVESTMENT SERVICES COMPANY located in Tampa, Florida.
Lori is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Lori has worked at 19 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Laura Binkley | Lori Anne Binkley | Laura Anne Mondello | Laura Mondello
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Nature of Business: Life Insurance Agent for USAA Life Insurance Company, an affiliate of the firm. Business Address: 9800 Fredericksburg Road, San Antonio, TX 78288 Title/Position: Life/Health agent Brief Description of Duties Performed: I am a licensed insurance agent of USAA Life Insurance Company (LifeCo), an affiliate of USAA Investment Services Company (ISCO), and perform duties for LifeCo which may include life insurance sales, annuity sales, and/or LifeCo management responsibilities in addition to my duties as a registered representative performed on behalf of ISCO. Dates Employed: 07/19/2021-Current Amount of time you devote per week or per month: 38-40 hours per week Work During Trading Hours: Yes Investment related: Yes
CRS (Client Relationship Summary) - RIA
Click below to view Lori Anne Mondello's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Lori Anne Mondello's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 8, 2024 - Present
USAA INVESTMENT SERVICES COMPANY
Office #1: 9527 Delaney Creek Blvd., Tampa, FL 33619RIA
BD
CRD#: 5475
Tampa, FL
Current
November 8, 2024 - Present
USAA INVESTMENT SERVICES COMPANY
Office #1: 9527 Delaney Creek Blvd., Tampa, FL 33619RIA
BD
CRD#: 5475
Tampa, FL
Past
December 19, 2023 - October 17, 2024
MORGAN STANLEY
RIA
CRD#: 149777
Tampa, FL
Past
December 19, 2023 - October 17, 2024
MORGAN STANLEY
BD
CRD#: 149777
Tampa, FL
Past
August 19, 2022 - December 20, 2023
USAA INVESTMENT SERVICES COMPANY
RIA
CRD#: 5475
TAMPA, FL
Past
August 23, 2021 - December 20, 2023
USAA INVESTMENT SERVICES COMPANY
BD
CRD#: 5475
TAMPA, FL
Past
January 7, 2020 - August 2, 2021
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
ST. PETERSBURG, FL
Past
January 6, 2020 - August 2, 2021
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
ST. PETERSBURG, FL
Past
May 11, 2018 - January 2, 2020
HANCOCK WHITNEY INVESTMENT SERVICES INC.
BD
CRD#: 40637
BRADENTON, FL
Past
April 25, 2018 - January 2, 2020
HANCOCK WHITNEY INVESTMENT SERVICES INC.
RIA
CRD#: 40637
BRADENTON, FL
Past
December 18, 2014 - March 21, 2018
MERCER GLOBAL ADVISORS INC.
RIA
CRD#: 147363
Tampa, FL
Past
April 22, 2014 - December 1, 2014
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
PONTE VEDRA BEACH, FL
Past
April 8, 2014 - December 1, 2014
TD AMERITRADE, INC.
RIA
CRD#: 7870
PONTE VEDRA BEACH, FL
Past
April 7, 2014 - December 1, 2014
TD AMERITRADE, INC.
BD
CRD#: 7870
PONTE VEDRA BEACH, FL
Past
October 17, 2012 - April 9, 2014
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
JACKSONVILLE, FL
Past
October 19, 2011 - April 8, 2014
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
JACKSONVILLE, FL
Past
March 23, 2011 - October 10, 2011
LPL FINANCIAL LLC
RIA
CRD#: 6413
ORLANDO, FL
Past
January 14, 2011 - October 10, 2011
LPL FINANCIAL LLC
BD
CRD#: 6413
ORLANDO, FL
Past
November 7, 2008 - January 26, 2011
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
ORLANDO, FL
Past
October 17, 2008 - January 26, 2011
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
ORLANDO, FL
Past
June 26, 2008 - October 17, 2008
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
ORLANDO, FL
Past
June 24, 2008 - October 17, 2008
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
ORLANDO, FL
Past
January 17, 2008 - April 10, 2008
COUNTRYWIDE INVESTMENT SERVICES, INC.
RIA
CRD#: 103919
WINTER SPRINGS, FL
Past
January 8, 2008 - April 10, 2008
COUNTRYWIDE INVESTMENT SERVICES, INC.
BD
CRD#: 103919
WINTER SPRINGS, FL
Past
April 30, 2007 - September 11, 2007
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
ORLANDO, FL
Past
April 27, 2007 - September 11, 2007
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
ORLANDO, FL
Past
June 21, 2004 - June 12, 2006
COLONIAL ASSET MANAGEMENT INC
RIA
CRD#: 108950
ORLANDO, FL
Past
June 7, 2004 - June 12, 2006
COLONIAL BROKERAGE, INC.
BD
CRD#: 111668
MONTGOMERY, AL
Past
March 17, 2004 - May 4, 2004
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Past
September 19, 2003 - March 3, 2004
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
ORLANDO, FL
Past
September 11, 2003 - March 3, 2004
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
ATLANTA, GA
Past
October 8, 2002 - February 20, 2003
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
ORLANDO, FL
Past
October 3, 2002 - February 20, 2003
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
November 28, 2000 - February 21, 2002
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
COLUMBUS, OH
Past
April 3, 1995 - November 17, 2000
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Past
September 21, 1994 - March 15, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
November 16, 1993 - August 5, 1994
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
USAA INVESTMENT SERVICES COMPANY
USAA INVESTMENT MANAGEMENT CO. | USAA WEALTH MANAGEMENT | USAA INVESTMENTS | USAA INVESTMENT SERVICES COMPANY | USAA INVESTMENT MANAGEMENT COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
RIA
Registered Investment Advisory firm - SEC (8/3/2022 Approved)Arizona
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)Colorado
Registered Investment Advisory firm - SEC (8/24/2022 Terminated)Florida
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)Texas
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/13/2024)
RR
Alaska(11/13/2024)
RR
Arizona(11/20/2024)
RR
Arkansas(11/12/2024)
RR
California(11/8/2024)
RR
Colorado(11/12/2024)
RR
Connecticut(11/12/2024)
RR
Delaware(11/18/2024)
RR
District of Columbia(11/15/2024)
RR
Florida(11/12/2024)
IAR
Florida(11/12/2024)
RR
Georgia(11/12/2024)
RR
Hawaii(11/12/2024)
RR
Idaho(11/12/2024)
RR
Illinois(11/18/2024)
RR
Indiana(11/12/2024)
RR
Iowa(11/12/2024)
RR
Kansas(11/12/2024)
RR
Kentucky(11/15/2024)
RR
Louisiana(11/15/2024)
RR
Maine(11/12/2024)
RR
Maryland(11/21/2024)
RR
Massachusetts(11/12/2024)
RR
Michigan(11/12/2024)
RR
Minnesota(11/12/2024)
RR
Mississippi(11/13/2024)
RR
Missouri(11/8/2024)
RR
Montana(11/12/2024)
RR
Nebraska(11/8/2024)
RR
Nevada(11/12/2024)
RR
New Hampshire(11/14/2024)
RR
New Jersey(11/12/2024)
RR
New Mexico(11/13/2024)
RR
New York(11/12/2024)
RR
North Carolina(11/15/2024)
RR
North Dakota(11/12/2024)
RR
Ohio(11/12/2024)
RR
Oklahoma(11/12/2024)
RR
Oregon(11/13/2024)
RR
Pennsylvania(11/12/2024)
RR
Puerto Rico(11/15/2024)
RR
Rhode Island(11/12/2024)
RR
South Carolina(11/13/2024)
RR
South Dakota(11/12/2024)
RR
Tennessee(11/12/2024)
IAR
Texas(11/8/2024)
RR
Texas(11/10/2024)
RR
Utah(11/12/2024)
RR
Vermont(11/12/2024)
RR
Virgin Islands(11/13/2024)
RR
Virginia(11/12/2024)
RR
Washington(11/12/2024)
RR
West Virginia(11/14/2024)
RR
Wisconsin(11/11/2024)
RR
Wyoming(11/12/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 12/18/1995
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
USAA INVESTMENT SERVICES COMPANY
USAA INVESTMENT MANAGEMENT CO. | USAA WEALTH MANAGEMENT | USAA INVESTMENTS | USAA INVESTMENT SERVICES COMPANY | USAA INVESTMENT MANAGEMENT COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
RIA
Registered Investment Advisory firm - SEC (8/3/2022 Approved)Arizona
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)Colorado
Registered Investment Advisory firm - SEC (8/24/2022 Terminated)Florida
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)Texas
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
9800 Fredericksburg Road, San Antonio, TX 78288-0227
Mailing Address
9800 Fredericksburg Road, San Antonio, TX 78288-0227
Phone number
(800) 531-7960
Established
Delaware since 09/01/1988
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
152
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| USAA INVESTMENT CORPORATION (PARENT CO.) | SHAREHOLDER | |
| BEALL, KEVIN DOUGLAS | VICE PRESIDENT, DIRECTOR | 4202452 |
| CARTER, BRANDON DANE | DIRECTOR, CHAIRMAN OF THE BOARD | 2939393 |
| ECK, FRANK THOMAS IV | SECRETARY | 7979835 |
| FLORES, JENNIFER MARGRET | FINOP AND PRINCIPAL FINANCIAL OFFICER | 4175069 |
| HANKS, KARE ELIZABETH | DIRECTOR, VICE PRESIDENT | 2883762 |
| MUIR, JAMES DYER | CHIEF COMPLIANCE OFFICER | 2801996 |
| PEREZ-ROSSELLO, MADELINE IVETTE | ASSISTANT VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 4033239 |
| STORK, MARY ELIZABETH | DIRECTOR | 2960253 |
| WHITE, WILLIAM SWEENEY | PRESIDENT, VICE-CHAIRMAN, DIRECTOR | 4843743 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
