Richard S. Luftig
Professional summary
Richard Steven Luftig is a registered financial professional currently at CASTLE PLACEMENT, LLC located in New York, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1993. Richard has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Steven Luftig's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2015 - Present
CASTLE PLACEMENT, LLC
Office #1: 1460 Broadway, New York, NY 10036Office #2: 1460 Broadway, New York, NY 10036December 15, 2009 - November 6, 2015
STONECASTLE SECURITIES, LLC
March 30, 2000 - July 13, 2005
J.P. MORGAN SECURITIES LLC
February 1, 1996 - March 16, 2000
CREDIT SUISSE SECURITIES (USA) LLC
October 12, 1993 - February 2, 1996
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/22/2020)
(9/3/2020)
(6/16/2020)
(9/11/2020)
(5/16/2019)
(8/28/2020)
(6/8/2020)
(8/28/2020)
(7/6/2020)
(11/5/2020)
(11/16/2020)
(1/4/2021)
(8/28/2020)
(3/15/2021)
(6/30/2020)
(8/28/2020)
(11/12/2020)
(8/28/2020)
(8/28/2020)
(9/21/2020)
(8/12/2020)
(11/17/2020)
(8/28/2020)
(9/18/2020)
(8/28/2020)
(6/18/2020)
(8/28/2020)
(9/8/2020)
(9/8/2020)
(10/7/2020)
(8/28/2020)
(9/15/2020)
(10/5/2015)
(6/4/2020)
(10/28/2020)
(1/6/2020)
(8/28/2020)
(9/4/2020)
(1/2/2020)
(1/11/2021)
(9/8/2020)
(9/3/2020)
(9/3/2020)
(12/17/2020)
(8/1/2017)
(8/7/2020)
(9/8/2020)
(8/28/2020)
(6/4/2020)
(9/9/2020)
(12/17/2019)
(9/8/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CASTLE PLACEMENT, LLC
CRD#: 189511 / SEC#: , 8-69612
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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