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GC

Gino Cipriano

ENVESTNET SECURITIES
Berwyn, PA 19312
Some features on this profile are disabled
CRD#: 2390625
GC

Professional summary

Gino Cipriano, CIMA® is a registered financial professional currently at ENVESTNET SECURITIES, INC. located in Berwyn, Pennsylvania.

Gino is registered as a RR (Registered Representative) and started their career in finance in 1995. Gino has worked at 6 firms and has passed the SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gino Cipriano's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Current

June 20, 2024 - Present

ENVESTNET SECURITIES, INC.

Office #1: 1000 Chesterbrook Blvd Suite 250, Berwyn, PA 19312
BD
CRD#: 325803
Berwyn, PA
Past

October 17, 2013 - January 16, 2020

PORTFOLIO BROKERAGE SERVICES, INC.

BD
CRD#: 18554
CHICAGO, IL
Past

February 16, 2005 - July 15, 2013

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 18353
NEWARK, NJ
Past

September 20, 2004 - March 8, 2005

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

July 1, 2003 - April 13, 2004

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

January 30, 1995 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 5/20/1998
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 1/27/1995
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

ES
ENVESTNET SECURITIES, INC.
ENVESTNET | ESI | ENVESTNET SECURITIES, INC.

CRD#: 325803 / SEC#: , 8-71093

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1000 Chesterbrook Blvd Suite 250, Berwyn, PA 19312
Mailing Address
1000 Chesterbrook Blvd Suite 250, Berwyn, PA 19312
Phone number
(312) 827-2800
Established
Delaware since 03/07/2023
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ENVESTNET SECURITIES HOLDINGS, LLCSOLE MEMBER
EVANS, KATHRYN MICHELEPRESIDENT2788543
LUGOWSKI, MICHAEL GIORDANOVP, CCO5132003
RIVERA, DOMINIC XAVIERASSISTANT FINOP7940568
WAGSTAFF, CONNERFINOP1427591

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ENVESTNET SECURITIES, INC.

CRD#: 325803Berwyn, PA 19312

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