JH
Jeffrey H. Harvey
ROCKEFELLER FINANCIAL LLC | Managing Director, Private Wealth Advisor
Conshohocken, PA 19428
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CRD#: 2390593
JH
Professional summary
Jeffrey Hunter Harvey, CPWA®, who also goes by Jeff Harvey, Jeffrey H Harvey, is a registered financial advisor currently at ROCKEFELLER FINANCIAL LLC located in Conshohocken, Pennsylvania and ROCKEFELLER CAPITAL MANAGEMENT located in Conshohocken, Pennsylvania.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Jeffrey has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
What are your service offerings?
Financial planning
Loans/credit services
Trust & estate planning
Philanthropic services
Institutional consulting
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Jeff Harvey | Jeffrey H Harvey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
On the Road to Damascus. Non-Investment related. Co-Producer. 12/01/2023. Four hours per month and zero hours during trading hours. I am partnering with a veteran Christian film producer to create a three-season mini-series on the Apostle Paul and the Book of Acts from the Bible.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Hunter Harvey's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Hunter Harvey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CPWA®
Start date: 2018-01-05
Expire date: 2023-12-31
Experience
Current
February 21, 2020 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: One Tower Bridge 100 Front Street Suite 1325, Conshohocken, PA, 19428RIA
BD
CRD#: 291361
Conshohocken, PA
Current
November 3, 2025 - Present
ROCKEFELLER CAPITAL MANAGEMENT
Office #1: One Tower Bridge 100 Front Street Suite 1325, Conshohocken, PA, 19428RIA
CRD#: 294197
Conshohocken, PA
Current
February 21, 2020 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: One Tower Bridge 100 Front Street Suite 1325, Conshohocken, PA, 19428RIA
BD
CRD#: 291361
Conshohocken, PA
Past
January 1, 1999 - February 25, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
WEST CONSHOHOCKEN, PA
Past
October 5, 1993 - February 25, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
WEST CONSHOHOCKEN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/21/2020)
RR
Arkansas(4/19/2023)
RR
California(2/21/2020)
RR
Colorado(2/21/2020)
RR
Connecticut(2/21/2020)
RR
Delaware(2/21/2020)
RR
Florida(2/21/2020)
RR
Georgia(7/7/2020)
RR
Hawaii(8/23/2023)
RR
Illinois(2/21/2020)
RR
Indiana(10/21/2025)
RR
Iowa(2/21/2020)
RR
Kentucky(2/21/2020)
RR
Maryland(2/21/2020)
RR
Massachusetts(2/21/2020)
RR
Michigan(2/21/2020)
RR
Minnesota(2/21/2020)
RR
Nevada(2/21/2020)
RR
New Hampshire(2/21/2020)
RR
New Jersey(2/21/2020)
RR
New York(2/21/2020)
RR
North Carolina(2/21/2020)
RR
Ohio(2/21/2020)
RR
Oregon(2/21/2020)
RR
Pennsylvania(2/21/2020)
IAR
Pennsylvania(2/21/2020)
RR
Rhode Island(2/21/2020)
RR
South Carolina(2/21/2020)
IAR
Texas(11/3/2025)
RR
Utah(8/15/2023)
RR
Virginia(2/21/2020)
RR
Washington(2/21/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 2/15/1999
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Mailing Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Phone number
(212) 549-5100
Established
Delaware since 10/20/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
824
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 76,628 |
| AUM (Assets Under Management) | $ 70,030,224,514 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 08/26/2024 | ||
| 09/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROCKEFELLER FINANCIAL LLC
Managing Director, Private Wealth AdvisorCRD#: 291361Conshohocken, PA 19428TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
