SM
Satya B. Mitra
CETERA INVESTMENT ADVISERS LLC
WORCESTER, MA 01608
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CRD#: 2390401
SM
Professional summary
Satya Brata Mitra, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Worcester, Massachusetts and CETERA WEALTH SERVICES, LLC located in Worcester, Massachusetts.
Satya is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Satya has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Greater Worcester Community Foundation~370 Main St, Ste#650~Worcester~MA~01608~Other~Other~6/1/2013~3hrs~3hrs~Promote the awareness about the opportunity by donors to creating a foundation & help the community, get new members to join organization as Corp 2) JOYGURU HUMANITARIAN SERVICES, INC.~446 MAIN ST, 16th Fl~WORCESTER~MA~01608~Other~2/25/2016~16hrs~16hrs~Manage missions of the org & promote awareness of its activities in the community. 3) Satya B. Mitra~6 Westport Rd~Worcester~MA~01605~Other~Owner~1/1/2011~6hrs~6hrs~Write speeches & deliver the speech 4) The Guru Tax & Financial Services, Inc.~446 MAIN ST,16TH FL~WORCESTER~MA~01608~Accntng Svcs/Tax Prep~Other~1/1/2005~80hrs~80hrs~Mange the business. Meet clients. Prep & rvw all taxes prepared by staff 5) Worcester State University~486 Chandler Street~Worcester~MA~01602~Other~Other~6/1/2013~5hrs~5hrs~Make community aware of the Institute & bring in new Board Members to supp the foundations mission 6) Worcester Regional Chamber of Commerce~311 Main St, Suite 200~Worcester~MA~01608~Other~Other~5/1/2014~5hrs~5hrs~Oversee Financials and present financial report to the Board members as the treasurer 7) Worcester Regional Research Bureau~500 Salisbury Street,~Worcester~MA~01609~Board Position/Officer~Other~1/1/2019~8hrs~0hrs~Promote the awareness of the org and its mission to the comm. I would spend 2 Hours per week. 8) Rotary Club of Boston 7~64 Arlington St~BOSTON~MA~02115~Board Position/Officer~Other~8/1/2019~8hrs~8hrs~Be an ambassador of the org, promote its role in the community and grow members to join the club. 9) Worcester County Mechanics Association~321 Main Street~Worcester~MA~01608~Board Position/Officer~Other~7/1/2018~6hrs~6hrs~Be an ambassador of the Auditorium, promote its values specialty to generate more members and raise funds to maintain the facility. 10) Satya B. Mitra DBA Inspiration~6 Westport Road~Worcester~MA~01605~Other~Owner~4/1/2019~12hrs~12hrs~Speaking and Presentation 11) Satya B. Mitra~6 Westport Rd~Worcester~MA~01605~Other~Owner~1/1/2019~5hrs~5hrs~Writing, reviewing, editing and connecting with a publisher. 12) RADIO SHOW GUEST POS: Guest of Tax Q&A Radio show NATURE: Live Tax Question & Answer radio show on local radio station, WCRN. INV REL:N~3hrs~0hrs START: 01/07/2019 ADDR:6 Westport Rd, Worcester MA 01608 DESCR: Answer Tax related questions asked once a week for 30 minutes on a radio show. 13) MITRA REAL ESTATE LLC POS: Owner/ Member NATURE: It is created to purchase, rent and sale real estate. However, currently there is no real estate or assets are under this LLC. INV REL:No;8hrs~0hrs START: 05/21/2020 ADDR: 6 Westport Road, Worcester MA 01605 DESCR: Manage the real estate activities. 14) WORCESTER REGIONAL STRATEGIC OPPORTUNITIES FOUNDATION POS Board of Directors/ Treasurer NATURE: Present the Financial status report of the Foundation to the Board Members. Bookkeeping managed by the staff members & the accountants of the org. INV REL:No; 1hr~0hr; START: 09/29/2021 ADD: 311 Main Street, Suite# 200, Worcester MA 01608 DESCR: Attend Board meetings. Present the financial report of the Foundation to the Board members. Convey suggestions of the Board Members to the staff and accountants of the Foundation. 15) QUINSIGAMOND COMMUNITY COLLEGE POSITION: Board of Trustees NAT: Get reports from the college admin & rvw to see all functions are done as per the by-laws & policies of the college. INV REL: No; 4hrs~4hrs; START: 10/06/2022 ADD:670 West Boylston St, Worcester MA 01606 DESCR: Attend Board of Trustees meeting & participate to oversee progresses. Give yearly review report 15) CITY COUNCIL MEMBER OF CITY OF WORCESTER, MACANDIDATE FOR CITY COUNCIL POSITION POSITION: Candidate for City Council NATURE: Attend Weekly City Council Meeting INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 12/02/2024 ADDRESS: 455 Main Street, Worcester MA 01608 DESCRIPTION: Meet the constituents as needed
CRS (Client Relationship Summary) - RIA
Click below to view Satya Brata Mitra's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1993
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 33 Waldo St Third Floor, Worcester, MA 01608RIA
CRD#: 105644
WORCESTER, MA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 446 Main Street 16th Floor, Worcester, MA 01608BD
CRD#: 13572
WORCESTER, MA
Past
April 14, 1994 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
WORCESTER, MA
Past
September 20, 1993 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
WORCESTER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Connecticut(9/5/2025)
RR
Delaware(9/5/2025)
RR
District of Columbia(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Illinois(9/5/2025)
RR
Maine(9/5/2025)
RR
Maryland(9/5/2025)
RR
Massachusetts(9/5/2025)
IAR
Massachusetts(9/5/2025)
RR
Minnesota(9/5/2025)
RR
New Hampshire(9/5/2025)
RR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/5/2025)
RR
Oregon(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
Rhode Island(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Tennessee(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Vermont(9/5/2025)
RR
Virginia(9/5/2025)
RR
Washington(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Worcester, MA 01608TRUST BUT VERIFY
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