Josh Rasmussen

OCCIDENTAL ASSET MANAGEMENT, LLC

BURLINGAME, CA · CRD#

TERRAFIRMA WEALTH PARTNERS

WALNUT CREEK, CA · CRD#

GINSBERG FINANCIAL STRATEGIES

WALNUT CREEK, CA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years registered in the securities industry

Current & Past Employments

Current

FORGE SECURITIES LLCCurrent·CRD# 134596

BD

4 Embarcadero Center Suite 1500, San Francisco, CA 94111

December 17, 2025 - Present

Past

EQUITYBEE SECURITIES, LLCPast·CRD# 41896

BD

Palo Alto, CA

August 24, 2023 - December 16, 2024

INSPEREX LLCPast·CRD# 101420

BD

San Francisco, CA

July 1, 2021 - May 2, 2023

280 SECURITIES LLCPast·CRD# 284939

BD

San Francisco, CA

May 1, 2017 - July 12, 2021

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLCPast·CRD# 109355

RIA

Boston, MA

August 24, 2010 - February 13, 2017

FEDERATED SECURITIES CORP.Past·CRD# 5009

RIA

Portland, OR

November 11, 2009 - February 13, 2017

FEDERATED INVESTMENT COUNSELINGPast·CRD# 105325

RIA

Pittsburgh, PA

July 10, 2002 - February 13, 2017

FEDERATED SECURITIES CORP.Past·CRD# 5009

BD

Pittsburgh, PA

March 11, 1999 - February 13, 2017

WELLS FARGO SECURITIES, LLCPast·CRD# 7665

BD

San Francisco, CA

February 24, 1995 - March 8, 1999

CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059

BD

New York, NY

May 6, 1994 - February 2, 1995

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Customer Relationship Summary (CRS / FINRA)

Current Firm

FS

FORGE SECURITIES LLC

FORGE SECURITIES LLC | SHARESPOST FINANCIAL CORPORATION | PERLINSKI & ASSOCIATES

CRD#: 134596 / SEC#: 8-66846

BD

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Contact Information

Main Address

4 Embarcadero Center Suite 1500, San Francisco, CA 94111

Mailing Address

4 Embarcadero Center Suite 1500, San Francisco, CA 94111

Phone Number

(800) 279-7754

Established

Delaware since 06/03/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
FORGE FINANCIAL HOLDING INC	OWNER	—
FLAVIANI, SANDRA STEPHANIE	PFO	2831682
GRIMES, WILLIAM CHARLES	PRESIDENT & EVP, HEAD OF GLOBAL CAPITAL MARKETS	5909538
MCGRATH, SHILPI	CHIEF COMPLIANCE OFFICER	5126346
PRICE, JEVON T	POO	2948372

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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OCCIDENTAL ASSET MANAGEMENT, LLC

BURLINGAME, CA · CRD#

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(12/17/2025)

RR

Alaska
(12/17/2025)

RR

Arizona
(12/17/2025)

RR

Arkansas
(12/17/2025)

RR

California
(12/17/2025)

RR

Colorado
(12/17/2025)

RR

Connecticut
(12/17/2025)

RR

Delaware
(12/17/2025)

RR

District of Columbia
(12/17/2025)

RR

Florida
(12/17/2025)

RR

Georgia
(12/17/2025)

RR

Hawaii
(12/17/2025)

RR

Idaho
(12/17/2025)

RR

Illinois
(12/17/2025)

RR

Indiana
(12/17/2025)

RR

Iowa
(12/17/2025)

RR

Kansas
(12/17/2025)

RR

Kentucky
(12/17/2025)

RR

Louisiana
(12/17/2025)

RR

Maine
(12/17/2025)

RR

Maryland
(12/17/2025)

RR

Massachusetts
(12/17/2025)

RR

Michigan
(12/17/2025)

RR

Minnesota
(12/17/2025)

RR

Mississippi
(12/17/2025)

RR

Missouri
(12/17/2025)

RR

Montana
(12/17/2025)

RR

Nebraska
(12/17/2025)

RR

Nevada
(12/17/2025)

RR

New Hampshire
(12/17/2025)

RR

New Jersey
(12/17/2025)

RR

New Mexico
(12/17/2025)

RR

New York
(12/17/2025)

RR

North Carolina
(12/17/2025)

RR

North Dakota
(12/17/2025)

RR

Ohio
(12/17/2025)

RR

Oklahoma
(12/17/2025)

RR

Oregon
(12/17/2025)

RR

Pennsylvania
(12/17/2025)

RR

Puerto Rico
(12/17/2025)

RR

Rhode Island
(12/17/2025)

RR

South Carolina
(12/17/2025)

RR

South Dakota
(12/17/2025)

RR

Tennessee
(12/17/2025)

RR

Texas
(12/17/2025)

RR

Utah
(12/17/2025)

RR

Vermont
(12/17/2025)

RR

Virgin Islands
(12/17/2025)

RR

Virginia
(12/17/2025)

RR

Washington
(12/17/2025)

RR

West Virginia
(12/17/2025)

RR

Wisconsin
(12/17/2025)

RR

Wyoming
(12/17/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

FINRA

SRO Registrations

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CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Josh Rasmussen's CRS (Customer Relationship Summary).

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