John M. Harline
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Michael Harline, who also goes by John Michael Harline Mr., was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1994. John had worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2018 - July 8, 2020
MIT ASSOCIATES, LLC
March 3, 2016 - September 1, 2016
NEWPORT COAST SECURITIES, INC.
May 29, 2015 - November 18, 2015
CAPITAL INVESTMENT GROUP, INC.
February 8, 2013 - September 10, 2014
VERTICAL CAPITAL SECURITIES, LLC
January 30, 2008 - November 8, 2012
TRANSAMERICA CAPITAL, LLC
July 11, 2001 - November 30, 2007
DIRECTED SERVICES LLC
February 20, 2001 - March 1, 2001
DIRECTED SERVICES LLC
September 7, 1994 - February 11, 1998
TRANSAMERICA CAPITAL, LLC
State Registrations and Notice Filings
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Exams
Current Firm
MIT ASSOCIATES, LLC
CRD#: 121171 / SEC#: , 8-65386
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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