William C. Maier
Professional summary
William Conrad Maier JR, who also goes by Bill Maier Jr, William C Jr Maier, is a registered financial professional currently at TRANSAMERICA INVESTORS SECURITIES, LLC located in Hillsborough, New Jersey.
William is registered as a RR (Registered Representative) and started their career in finance in 1993. William has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Conrad Maier JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2006 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
June 14, 1996 - March 6, 2006
MFS FUND DISTRIBUTORS, INC.
October 7, 1993 - January 12, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
October 7, 1993 - January 12, 1994
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/25/2006)
(4/25/2006)
(4/25/2006)
(4/25/2006)
(4/25/2006)
(1/8/2008)
(1/8/2008)
Exams
FINRA
Current Firm
TRANSAMERICA INVESTORS SECURITIES, LLC
CRD#: 32205 / SEC#: , 8-45671
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS, LLC | SHAREHOLDER | |
| CALVI, ENNA MARIA | MANAGER, TREASURER, AND FINANCIAL PRINCIPAL | 2373021 |
| HEWITT, JAY ALLEN | MANAGER AND VICE PRESIDENT | 1687429 |
| HOLGATE, GREGG WILLIAM | PRESIDENT AND CHAIRMAN OF THE BOARD OF MANAGERS | 2818725 |
| POWERS, MARK JUDSON | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6173588 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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