Yitzhok A. Fox
Professional summary
Yitzhok Alexander Fox was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Yitzhok is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Yitzhok had worked at 5 firms, which includes DITTO TRADE INC., A.B. WATLEY DIRECT INC., WEB STREET SECURITIES INC., EMANUEL AND COMPANY, FIRST MIDWEST SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2014 - January 20, 2016
DITTO TRADE, INC.
February 12, 2013 - May 31, 2013
A.B. WATLEY DIRECT, INC.
July 9, 2010 - November 13, 2012
DITTO TRADE, INC.
April 21, 1995 - December 1, 1999
WEB STREET SECURITIES, INC.
September 14, 1993 - December 8, 1993
EMANUEL AND COMPANY
August 13, 1993 - September 20, 1993
FIRST MIDWEST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DITTO TRADE, INC.
CRD#: 151915 / SEC#: , 8-68410
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
