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Yosef Yehuda Fox

CRD# 2386001·Registered 1993 - 2014
Barred: Yosef Yehuda Fox was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Yosef Yehuda Fox, who also goes by Joe Fox, Joseph Fox, Yosef Y Fox, was a registered financial advisor. Yosef was a previously registered financial professional and started their career in finance 1993 - 2014. Yosef had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 28, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joe Fox, Joseph Fox, Yosef Y Fox

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

DITTO TRADE, INC.·CRD# 151915
BD
Chicago, IL
July 9, 2010 - December 24, 2014
DEERFIELD SECURITIES, INC.·CRD# 104400
BD
Chicago, IL
March 22, 2001 - October 23, 2001
WEB STREET SECURITIES, INC.·CRD# 37733
BD
Deerfield, IL
April 24, 1995 - November 13, 2001
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
October 1, 1993 - September 19, 1994
FIRST MIDWEST SECURITIES, INC.·CRD# 21786
BD
Bloomington, IL
August 16, 1993 - September 29, 1993

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Current Firm

DT
DITTO TRADE, INC.

DITTO TRADE, INC.

CRD#: 151915 / SEC#: 8-68410
BD
Cancelled by SEC on 10/26/2016

Contact Information

Established

Illinois since 09/21/2009

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
SOVESTECH, INC.PARENT—
FOX, YITZHOK ALEXANDERCHIEF FINANCIAL OFFICER/FINOP2386111
FOX, YITZHOK ALEXANDERCHIEF OPERATING OFFICER2386111
FOX, YITZHOK ALEXANDERCHIEF COMPLIANCE OFFICER2386111
FOX, YOSEF YEHUDACHIEF EXECUTIVE OFFICER2386001

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2014About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2009About the Series 7 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Mar 2010About the Series 28 exam

Series 24 — General Securities Principal Examination

Passed Feb 2010About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Feb 1995About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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