AG
Alex L. Gelb
STRATEGIC ADVISERS LLC
FORT WORTH, TX
Some features on this profile are disabled
CRD#: 2386043
AG
Professional summary
Alex Lorin Gelb, who also goes by Alex L Gelb, Alex Lorin Gelb, Alex Lorin Gleb, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Fort Worth, Texas and FIDELITY BROKERAGE SERVICES LLC located in Westlake, Texas.
Alex is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Alex has worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alex L Gelb | Alex Lorin Gelb | Alex Lorin Gleb
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Alex Lorin Gelb's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: One Destiny Way, Westlake, TX 76262RIA
CRD#: 104555
FORT WORTH, TX
Current
February 11, 2016 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: One Destiny Way, Westlake, TX 76262BD
CRD#: 7784
Westlake, TX
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
WESTLAKE, TX
Past
February 26, 2016 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
WESTLAKE, TX
Past
January 18, 2012 - January 26, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
DALLAS, TX
Past
January 18, 2012 - January 26, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
DALLAS, TX
Past
June 23, 2008 - December 9, 2011
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
DALLAS, TX
Past
March 29, 2005 - December 9, 2011
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
DALLAS, TX
Past
August 23, 2002 - October 29, 2003
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
PLANO, TX
Past
August 5, 2002 - October 29, 2003
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
September 4, 1996 - May 21, 1998
BBVA COMPASS INVESTMENT SOLUTIONS, INC
BD
CRD#: 17086
BIRMINGHAM, AL
Past
May 24, 1995 - August 13, 1996
ALLFIRST BROKERAGE CORPORATION
BD
CRD#: 17531
BALTIMORE, MD
Past
September 8, 1993 - May 2, 1995
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/11/2016)
RR
Alaska(2/11/2016)
RR
Arizona(2/11/2016)
RR
Arkansas(2/11/2016)
RR
California(2/11/2016)
RR
Colorado(2/11/2016)
RR
Connecticut(2/11/2016)
RR
Delaware(2/11/2016)
RR
District of Columbia(2/11/2016)
RR
Florida(2/11/2016)
RR
Georgia(2/11/2016)
RR
Hawaii(2/11/2016)
RR
Idaho(2/11/2016)
RR
Illinois(2/11/2016)
RR
Indiana(2/11/2016)
RR
Iowa(2/11/2016)
RR
Kansas(2/11/2016)
RR
Kentucky(2/11/2016)
RR
Louisiana(2/11/2016)
RR
Maine(2/11/2016)
RR
Maryland(2/11/2016)
RR
Massachusetts(2/11/2016)
RR
Michigan(2/11/2016)
RR
Minnesota(2/11/2016)
RR
Mississippi(2/11/2016)
RR
Missouri(2/11/2016)
RR
Montana(2/11/2016)
RR
Nebraska(2/11/2016)
RR
Nevada(2/11/2016)
RR
New Hampshire(2/11/2016)
RR
New Jersey(2/11/2016)
RR
New Mexico(2/11/2016)
RR
New York(2/11/2016)
RR
North Carolina(2/11/2016)
RR
North Dakota(2/11/2016)
RR
Ohio(2/11/2016)
RR
Oklahoma(2/11/2016)
RR
Oregon(2/11/2016)
RR
Pennsylvania(2/11/2016)
RR
Puerto Rico(2/11/2016)
RR
Rhode Island(2/11/2016)
RR
South Carolina(2/11/2016)
RR
South Dakota(2/11/2016)
RR
Tennessee(2/11/2016)
RR
Texas(2/11/2016)
IAR
Texas(3/31/2025)
RR
Utah(2/11/2016)
RR
Vermont(2/11/2016)
RR
Virginia(2/11/2016)
RR
Washington(2/11/2016)
RR
West Virginia(2/11/2016)
RR
Wisconsin(2/11/2016)
RR
Wyoming(2/11/2016)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
