Gary C. Galarpe
Professional summary
Gary Christopher Galarpe, who also goes by Gary Christopher Galarpe Mr, Gary Christopher Galarpe, is a registered financial professional currently at PIONEER CAPITAL MARKETS, INC. located in Charlotte, North Carolina.
Gary is registered as a RR (Registered Representative) and started their career in finance in 1993. Gary has worked at 9 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 14, Series 27, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary Christopher Galarpe's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 14, 2025 - Present
PIONEER CAPITAL MARKETS, INC.
Office #1: 3440 Toringdon Way Suite 205, Charlotte, NC 28277September 30, 2024 - November 5, 2025
FIRST TRYON SECURITIES, LLC
December 16, 2021 - September 27, 2024
ZEUS FINANCIAL, LLC
September 16, 2013 - December 10, 2021
NATHAN HALE CAPITAL, LLC
September 18, 2006 - April 1, 2013
GIRARD SECURITIES, INC.
March 24, 2006 - September 18, 2006
WAMU INVESTMENTS, INC.
November 7, 1996 - January 26, 2006
LPL FINANCIAL LLC
January 29, 1994 - February 20, 1996
AMERIPRISE ADVISOR SERVICES, INC.
August 23, 1993 - September 24, 1993
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/2/2025)
(11/21/2025)
Exams
Series 99TO
Date: 9/30/2024
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
PIONEER CAPITAL MARKETS, INC.
CRD#: 337452 / SEC#: , 8-71384
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PIONEER CAPITAL MARKETS HOLDINGS, INC. | SOLE SHAREHOLDER | |
| AMELL, TOM | DIRECTOR | 8139789 |
| BRANDEL, PETER GERARD JR | PRESIDENT | 4378265 |
| GALARPE, GARY CHRISTOPHER | CCO, CFO/PFO/FINOP, TREASURER, COO/POO, AMLCO | 2384835 |
| HOLLISTER, SUSAN M | SECRETARY | 8139798 |
| HUGHES, PATRICK J | DIRECTOR | 8139799 |
| SIGNOR, THOMAS HARRY | DIRECTOR | 7165779 |
| TOMCZAK, JESSE AARON | DIRECTOR | 4581439 |
| WEBSTER, ALLYSON P | COMPLIANCE OFFICER | 8142911 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
