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GG

Gary C. Galarpe

CHARLOTTE, NC 28277
Some features on this profile are disabled
CRD#: 2384835
GG

Professional summary


Gary Christopher Galarpe, who also goes by Gary Christopher Galarpe Mr, Gary Christopher Galarpe, was a registered financial professional .

Gary is registered as a RR (Registered Representative) and started their career in finance in 1993. Gary had worked at 9 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 14, Series 27, Series 24 and Series 53 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Gary Christopher Galarpe Mr | Gary Christopher Galarpe

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 14, 2025 - Present

Office #1: 3440 Toringdon Way Suite 205, Charlotte, NC 28277
CHARLOTTE, NC
Past

September 30, 2024 - November 5, 2025

FIRST TRYON SECURITIES, LLC

BD
CRD#: 7336
CHARLOTTE, NC
Past

December 16, 2021 - September 27, 2024

ZEUS FINANCIAL, LLC

BD
CRD#: 18192
Charlotte, NC
Past

September 16, 2013 - December 10, 2021

NATHAN HALE CAPITAL, LLC

BD
CRD#: 123650
CHARLOTTE, NC
Past

September 18, 2006 - April 1, 2013

GIRARD SECURITIES, INC.

BD
CRD#: 18697
SAN DIEGO, CA
Past

March 24, 2006 - September 18, 2006

WAMU INVESTMENTS, INC.

BD
CRD#: 599
IRVINE, CA
Past

November 7, 1996 - January 26, 2006

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

January 29, 1994 - February 20, 1996

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI
Past

August 23, 1993 - September 24, 1993

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714
GREENWOOD VILLAGE, CO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 8/23/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 9/30/2024
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 9/30/2024
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/12/1994
General Securities Principal Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current firm


No current employment

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


No current employment

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