DG
David C. Gettings
GWN SECURITIES
New Castle, PA 16105
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CRD#: 2384352
DG
Professional summary
David Clyde Gettings is a registered financial advisor currently at GWN SECURITIES INC. located in New Castle, Pennsylvania.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. David has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)GETTINGS FINANCIAL GROUP LLC, 2898 MERCER ROAD, NEW CASTLE, PA 16105, LLC, NATURE OF BUS: INS/FIXED ANNUITIES/FIA, TITLE: SOLE MEMBER, DUTIES: SALE OF INSURANCE & ANNUITIES, TIME SPENT: AS NEEDED, COMPENSATION: SELF-EMPLOY INCOME, 2)ALBERT P. GETTINGS MEMORIAL FOUNDATION, C/O LAWRENCE COMMUNITY FOUNDATION, 7 WEST STATE STREET, SHARON, PA 16146, NATURE OF BUS: CHARITABLE NON-PROFIT, TITLE: ADVISOR OF DONOR ASSISTED FUND, DUTIES: RAISE MONEY FOR SCHOLARSHIPS, TIME SPENT: AS NEEDED, COMPENSATION: NONE, 3)DAVID C. GETTINGS, CPA, 2898 MERCER ROAD NEW CASTLE, PA 16105, SOLE PROPRIETORSHIP, NATURE OF BUS: CPA/TAX PREP/ESTATE PLANNING,\ TITLE: CPA/OWNER, DUTIES: TAX PREP/CONSULTATION, TIME SPENT: AS NEEDED, COMPENSATION: SELF EMPLOYMENT INCOME 4)HUMAN SERVICES CENTER, 130 W NORTH STREET, NEW CASTLE, PA 16101, NON-PROFIT CORP, NATURE OF BUS: COMMUNITY MENTAL HEALTH CENTER, TITLE: BOARD MEMBER, DUTIES: ADVISORY AS BOARD MEMBER, TIME SPENT: AS NEEDED, COMP: NONE 5)GETTINGS LEADERSHIP CENTERS POSITION: Founder and spokesman NATURE: Teaching children and adults about honor, respect and values and spur them to action to make our world a better place. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/10/2016 ADDRESS: 2898 Mercer Road, New Castle PA 16105 DESCRIPTION: The Gettings Leadership Center is an concept to bring about a partnership between the educational community, the military community and the general public. It is meant to teach children and adults about honor and respect, values (Medal of Honor values ) and action. 6)GETM PRODUCTIONS POSITION: Partner NATURE: The business is to write songs for our non-profit entities and to manage the copyrights, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2016 ADDRESS: 2898 Mercer Road, New Castle PA 16105 DESCRIPTION: This is an activity that is relarted to the non-profit activities of my son's foundations.This entity writes the songs and handles the copyrights for the music being written for the Albert P Gettings Memorial Foundation and The Gettings Leadership Centers 7)GETTINGS TRAINING POSITION: Owner NATURE: This is an activity that will support my activities regarding the loss of a child and the Gettings Foundation. It will include summits to help others who have lost children. It is in support of the Gettings Leadership Centers which is a non profit entity. This will be a for profit venture in which a portin of income will go into the non profit foundation. This will include online summits to help those who have lost children.This activity has no connection to securities and investments and will have it's own presence on social media and websites dealing with the loss topic only. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/15/2018 ADDRESS: 2898 Mercer Road, New Castle PA 16105, United States DESCRIPTION: This is an activity that will support my activities regarding the loss of a child. It is in support of the Gettings Leadership Centers which is a non profit entity. 8)FINANCE COUNCIL MEMBER - HOLY SPIRIIT PARISH POSITION: Member NATURE: Advisory committee to the Parish Priest INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/22/2019 ADDRESS: 910 S Mercer Street, New Castle PA 16101, United States DESCRIPTION: The members of the Council will review the overall finances of the Parish and will act as a sounding board for administration of the Parish resources
CRS (Client Relationship Summary) - RIA
Click below to view David Clyde Gettings's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Clyde Gettings's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 16, 2015 - Present
GWN SECURITIES INC.
Office #1: 2898 Mercer Road, New Castle, PA 16105RIA
BD
CRD#: 128929
New Castle, PA
Current
June 16, 2015 - Present
GWN SECURITIES INC.
Office #1: 2898 Mercer Road, New Castle, PA 16105RIA
BD
CRD#: 128929
New Castle, PA
Past
January 30, 2015 - June 23, 2015
STONEX ADVISORS INC.
RIA
CRD#: 174182
BIRMINGHAM, AL
Past
September 12, 2014 - June 23, 2015
STONEX SECURITIES INC.
BD
CRD#: 18456
NEW CASTLE, PA
Past
March 11, 2009 - January 30, 2015
WRP INVESTMENTS, INC.
RIA
CRD#: 7365
NEW CASTLE, PA
Past
March 10, 2009 - September 12, 2014
WRP INVESTMENTS, INC.
BD
CRD#: 7365
NEW CASTLE, PA
Past
April 9, 2007 - March 4, 2009
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
NEW CASTLE, PA
Past
April 1, 2002 - March 26, 2007
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW CASTLE, PA
Past
December 8, 1999 - March 19, 2002
THE ADVISORS GROUP, INC.
BD
CRD#: 14035
BETHESDA, MD
Past
September 13, 1993 - January 11, 2000
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/22/2021)
RR
Florida(6/16/2015)
RR
North Carolina(8/27/2020)
RR
Ohio(6/16/2015)
RR
Pennsylvania(6/16/2015)
IAR
Pennsylvania(6/16/2015)
RR
Texas(11/15/2016)
RR
Virginia(6/16/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GWN SECURITIES INC.
CRD#: 128929New Castle, PA 16105TRUST BUT VERIFY
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