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RP

Rachel H. Pino

TSA MANAGEMENT
Glen Head, NY 11545
Some features on this profile are disabled
CRD#: 2381976
RP

Professional summary

Rachel Holste Pino, who also goes by Rachel Holste Halliday, is a registered financial advisor currently at TSA MANAGEMENT INC located in Glen Head, New York and HALLIDAY FINANCIAL, LLC located in Glen Head, New York.

Rachel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Rachel has worked at 2 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 14, Series 24, Series 27 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Rachel Holste Halliday

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rachel Holste Pino's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 17, 2020 - Present

TSA MANAGEMENT INC

Office #1: 725 Glen Cove Ave, Glen Head, NY 11545
RIA
CRD#: 106440
Glen Head, NY
Current

August 18, 1993 - Present

HALLIDAY FINANCIAL, LLC

Office #1: 725 Glen Cove Ave., Glen Head, NY 11545Office #2: 725 Glen Cove Avenue, Glen Head, NY 11545
BD
CRD#: 31741
Glen Head, NY
Past

January 23, 2017 - December 31, 2019

TSA MANAGEMENT INC

RIA
CRD#: 106440
GLEN HEAD, NY
Past

June 12, 2007 - December 31, 2016

TSA MANAGEMENT INC

RIA
CRD#: 106440
GLEN HEAD, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TM
TSA MANAGEMENT INC
TSA MANAGEMENT INC | TSA PORTFOLIO MANAGEMENT, INC. FKA TSA MANAGEMENT INC.

CRD#: 106440 / SEC#: 801-41423

RIA
Registered Investment Advisory firm - (5/7/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/17/2025)
RR
Arizona
(7/17/2025)
RR
Arkansas
(7/17/2017)
RR
Colorado
(7/17/2025)
RR
District of Columbia
(7/17/2025)
RR
Florida
(1/27/2016)
RR
Illinois
(7/17/2025)
RR
Indiana
(7/17/2025)
RR
Iowa
(7/17/2025)
RR
Kansas
(5/29/2024)
RR
Michigan
(7/17/2025)
RR
Minnesota
(5/13/2015)
RR
New Mexico
(7/17/2025)
RR
New York
(8/26/1993)
IAR
New York
(4/6/2021)
RR
North Carolina
(3/5/2025)
RR
Puerto Rico
(7/25/2017)
RR
Rhode Island
(7/17/2025)
RR
South Dakota
(5/29/2024)
RR
Utah
(7/14/2017)
RR
Vermont
(10/16/2025)
RR
Washington
(7/17/2025)
RR
West Virginia
(10/17/2025)
RR
Wisconsin
(7/17/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/8/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/25/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/8/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/17/1993
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/18/2011
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 11/16/2009
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 4/13/2006
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TM
TSA MANAGEMENT INC
TSA MANAGEMENT INC | TSA PORTFOLIO MANAGEMENT, INC. FKA TSA MANAGEMENT INC.

CRD#: 106440 / SEC#: 801-41423

RIA
Registered Investment Advisory firm - (5/7/1992 Approved)
PREMIUM
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Contact information

Main Address
725 Glen Cove Ave, Glen Head, NY 11545
Mailing Address
Phone number
(516) 676-3332
Established
Firm type
Fiscal year end
# of Employees
33

SEC notice filing (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TSA PORTFOLIO MANAGEMENT INC -ADV - 3-31-25 (3/21/2025)

Regulatory assets under management

Total Number of Accounts4,064
AUM (Assets Under Management)$ 1,284,683,018

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/27/2023
Cover Page
Report
09/28/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TSA MANAGEMENT INC

CRD#: 106440Glen Head, NY 11545

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