NG
Neil H. Gendreau
KESTRA ADVISORY SERVICES
SHREWSBURY, MA 01545
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CRD#: 2381964
NG
Professional summary
Neil Henry Gendreau, CFP®, ChFC® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Shrewsbury, Massachusetts and KESTRA INVESTMENT SERVICES, LLC located in Shrewsbury, Massachusetts.
Neil is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Neil has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Ash Brokerage Investment Related: Yes Address: 7609 West Jefferson Blvd Fort Wayne ID 46804 Nature of Business: Insurance Position, Title or Relationship: Other,Agent. Start Date: 10/8/2004 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Recommend various fixed insurance products including fixed annuities, term life, universal life, and long term disability, and long term care insurance as appropriate for client needs.Business Name: Neil H Gendreau CFP, ChFC Investment Related: Yes Address: 415 Boston Turnpike Rd., Ste 213 Shrewsbury MA 01545 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: President/Owner Start Date: 1/1/2011 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: I conduct all activities necessary for client acquisition, client service, asset management, insurance planning through life, accident, and health, as well as related administrative and compliance responsibilities.Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Windsor Insurance Investment Related: Yes Address: 21820 Burbank Blvd Ste 100 South Woodland Hills CA 91367 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Agent Start Date: 10/24/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Insurance Sales
CRS (Client Relationship Summary) - RIA
Click below to view Neil Henry Gendreau's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
June 3, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 415 Boston Turnpike Rd Ste 213, Shrewsbury, MA 01545RIA
CRD#: 283330
SHREWSBURY, MA
Current
October 8, 2004 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 415 Boston Turnpike Rd Ste 213, Shrewsbury, MA 01545BD
CRD#: 42046
Shrewsbury, MA
Past
March 15, 2016 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
SHREWSBURY, MA
Past
August 5, 2004 - October 25, 2004
NEIL H. GENDREAU, CFP
RIA
CRD#: 132223
SHREWSBURY, MA
Past
August 17, 1993 - October 20, 2004
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 17, 1993 - October 20, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/18/2005)
RR
Colorado(11/8/2021)
RR
Connecticut(10/8/2004)
RR
Florida(8/2/2010)
RR
Maine(9/15/2015)
RR
Massachusetts(10/8/2004)
IAR
Massachusetts(6/3/2016)
RR
Michigan(11/5/2021)
RR
New Hampshire(10/8/2004)
RR
New York(1/13/2011)
RR
North Carolina(1/19/2007)
RR
Oklahoma(8/14/2023)
RR
Rhode Island(1/25/2011)
RR
Virginia(4/10/2019)
RR
Wisconsin(2/26/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Shrewsbury, MA 01545TRUST BUT VERIFY
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