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Michael H. Baldwin

TRB SECURITIES
WINTER GARDEN, FL
Some features on this profile are disabled
CRD#: 2381895
MB
Michael H BaldwinTRB SECURITIES

Professional summary

Michael H Baldwin, who also goes by Michael H Baldwin, Michael Howard Baldwin, is a registered financial professional currently at TRB SECURITIES, LLC located in Winter Garden, Florida.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 4 firms and has passed the Series 63, Series 79TO, Series 52TO, SIE, Series 7 and Series 53 exams.

Aliases

Michael H Baldwin | Michael Howard Baldwin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael H Baldwin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 3, 2026 - Present

TRB SECURITIES, LLC

BD
CRD#: 322618
WINTER GARDEN, FL
Past

October 23, 2019 - July 31, 2026

JEFFERIES LLC

BD
CRD#: 2347
ORLANDO, FL
Past

August 3, 2005 - October 24, 2019

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
ORLANDO, FL
Past

July 22, 2005 - October 24, 2019

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
ORLANDO, FL
Past

September 12, 1996 - July 8, 2005

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
ORLANDO, FL
Past

September 4, 1996 - July 8, 2005

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/3/2026)
RR
Alaska
(8/3/2026)
RR
Arizona
(8/3/2026)
RR
Arkansas
(8/3/2026)
RR
California
(8/3/2026)
RR
Colorado
(8/3/2026)
RR
Connecticut
(8/3/2026)
RR
Delaware
(8/3/2026)
RR
District of Columbia
(8/3/2026)
RR
Florida
(8/3/2026)
RR
Georgia
(8/3/2026)
RR
Hawaii
(8/3/2026)
RR
Idaho
(8/3/2026)
RR
Illinois
(8/3/2026)
RR
Indiana
(8/3/2026)
RR
Iowa
(8/3/2026)
RR
Kansas
(8/3/2026)
RR
Kentucky
(8/3/2026)
RR
Louisiana
(8/3/2026)
RR
Maine
(8/3/2026)
RR
Maryland
(8/3/2026)
RR
Massachusetts
(8/3/2026)
RR
Michigan
(8/3/2026)
RR
Minnesota
(8/3/2026)
RR
Mississippi
(8/3/2026)
RR
Missouri
(8/3/2026)
RR
Montana
(8/3/2026)
RR
Nebraska
(8/3/2026)
RR
Nevada
(8/3/2026)
RR
New Hampshire
(8/3/2026)
RR
New Jersey
(8/3/2026)
RR
New York
(8/3/2026)
RR
North Carolina
(8/3/2026)
RR
Ohio
(8/4/2026)
RR
Oklahoma
(8/3/2026)
RR
Oregon
(8/3/2026)
RR
Pennsylvania
(8/3/2026)
RR
Rhode Island
(8/3/2026)
RR
South Carolina
(8/3/2026)
RR
South Dakota
(8/3/2026)
RR
Tennessee
(8/3/2026)
RR
Texas
(8/3/2026)
RR
Utah
(8/3/2026)
RR
Vermont
(8/3/2026)
RR
Virginia
(8/3/2026)
RR
Washington
(8/3/2026)
RR
West Virginia
(8/3/2026)
RR
Wisconsin
(8/3/2026)
RR
Wyoming
(8/3/2026)

Exams

What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 10/17/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Status Unavailable
Passed: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 52TO
Status Unavailable
Passed: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 9/3/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Status Unavailable
Passed: 12/7/2004
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TS
TRB SECURITIES, LLC
ESTRADA HINOJOSA | TRB SECURITIES, LLC | TRB CAPITAL MARKETS, LLC

CRD#: 322618 / SEC#: , 8-70999

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Loading...

Contact information

Main Address
6770 West Expressway 83, Harlingen, TX 78552
Mailing Address
6770 West Expressway 83, Harlingen, TX 78552
Phone number
(956) 682-2265
Established
Texas since 08/19/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (49 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TEXAS REGIONAL BANKOWNER
COULTER, ROBERT VINCENTCHIEF COMPLIANCE OFFICER/MUNICIPAL SECURITIES PRINCIPAL4211707
HEBERT, MICHAEL JAMESCOMPLIANCE OFFICER/VP/SROP1229298
HINOJOSA, NOE JRPRESIDENT - MUNICIPAL BANKING1782212
JOHNSON, KRISTY KAYFINOP4470948
TIPPIT, JOHN LEE IVCEO/PRESIDENT OF CAPITAL MARKETS5809446

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRB SECURITIES, LLC

CRD#: 322618Winter Garden, FL

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