MS
Mark E. Saunders
STONEX ADVISORS
Huntsville, AL 35801
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CRD#: 2380727
MS
Professional summary
Mark Eric Saunders is a registered financial advisor currently at STONEX ADVISORS INC. located in Huntsville, Alabama and STONEX SECURITIES INC. located in Huntsville, Alabama.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Mark has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Sunburst Capital Partners LLC 403 Madison St., SE, 2nd FL, Huntsville, AL 35801 Huntsville, AL 35801 Title: President NON-Investment related Nature: Purchase Real Estate Duties: Minority partner / owner in real estate Approximately 0-1 hours per month spent on OBA during month. 0 during Market hours. 2) AIM Point Capital, LLC 403 Madison St., SE, 2nd FL, Huntsville, AL 35801 Nature of Business: Invest in private equity Investment Related: Non-Investment Related Title: President Duties: Invest in private equity Start Date: 01/03/2020 Hours Devoted to Business: 1-2 Hours Devoted to Business during Market Hours: none 3) Astro Capital Partners, LLC 403 Madison St., SE, 2nd FL, Huntsville, AL 35801, Nature of Business: Purchase private equity real estate Investment, Non-Investment Related, Title: Manager, Duties: Minority Partner/Owner, Start Date: 6/16/2021, Hours Devoted to Business: 0-1, Hours Devoted to Business during Market Hours: 0 4) Storage Capital Partners, LLC - 403 Madison St., 2nd Floor, Huntsville, AL 35801 Nature of Business: Purchase private equity real estate Investment Related: No Business Position: Managing Partner Business Duties: Minority partner/owner Business Start Date: 01/09/2023 Approximately 0-1 hours spent on this OBA monthly, with zero during market hours. 5) Greenbrier Capital Partners, LLC - 403 Madison St., 2nd Floor, Huntsville, AL 35801 Nature of Business: Purchase private equity real estate Investment Related: No Business Position: Managing Partner Business Duties: Minority partner/owner Business Start Date: 04/06/2023 Approximately 0-1 hours spent on this OBA monthly, with zero during market hours. 6) Eagle Creek Wealth Management, LLC ; 403 Madison St., 2nd Floor, Huntsville, AL 35801; Investment Related; Financial Advice-Investments and Insurance; Partner/Financial Advisor; 10/3/2022; 200 hrs/month total - 150 hrs/month during trading hours 7) Axient Investment Advisors, LLC - 403 Madison St., 2nd Floor Huntsville, AL 35801 Nature of Business: Investment advisory, investment management, consulting, and financial planning services Investment Related: Yes Business Position: Partner Business Duties: Investment advisory, investment management, consulting, and financial planning services Business Start Date: 04/11/2025 Approximately one hour spent on this OBA monthly, with one spent during market hours
CRS (Client Relationship Summary) - RIA
Click below to view Mark Eric Saunders's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 30, 2016 - Present
STONEX ADVISORS INC.
Office #1: 403 Madison St 2nd Floor, Huntsville, AL 35801RIA
CRD#: 174182
Huntsville, AL
Current
July 31, 2015 - Present
STONEX SECURITIES INC.
Office #1: 403 Madison Street 2nd Floor, Huntsville, AL 35801BD
CRD#: 18456
Huntsville, AL
Past
August 4, 2015 - June 30, 2016
INTL ADVISORY CONSULTANTS INC.
RIA
CRD#: 130888
HUNTSVILLE, AL
Past
February 25, 2014 - August 3, 2015
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
HUNTSVILLE, AL
Past
February 24, 2014 - August 3, 2015
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
HUNTSVILLE, AL
Past
February 13, 2013 - March 6, 2014
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
HUNTSVILLE, AL
Past
February 13, 2013 - March 6, 2014
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
HUNTSVILLE, AL
Past
February 13, 2007 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
HUNTSVILLE, AL
Past
February 13, 2007 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
HUNTSVILLE, AL
Past
July 10, 2003 - February 20, 2007
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
RIA
CRD#: 111757
BIRMINGHAM, AL
Past
March 3, 2003 - July 10, 2003
AMSOUTH INVESTMENT SERVICES, INC.
RIA
CRD#: 15692
HUNTSVILLE, AL
Past
April 19, 2001 - February 13, 2007
AMSOUTH INVESTMENT SERVICES, INC.
BD
CRD#: 15692
HUNTSVILLE, AL
Past
August 3, 1998 - April 18, 2000
IFMG SECURITIES, INC.
BD
CRD#: 14416
PURCHASE, NY
Past
January 12, 1998 - August 3, 1998
INDEPENDENT FINANCIAL SECURITIES, INC.
BD
CRD#: 19924
Past
December 9, 1997 - April 17, 2001
SOUTHTRUST SECURITIES, LLC
BD
CRD#: 17922
BIRMINGHAM, AL
Past
May 30, 1995 - December 18, 1997
BBVA COMPASS INVESTMENT SOLUTIONS, INC
BD
CRD#: 17086
BIRMINGHAM, AL
Past
September 3, 1993 - May 17, 1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
September 3, 1993 - May 17, 1995
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STONEX ADVISORS INC.
ABERDEEN FINANCIAL GROUP | WOYTOWICH WISLOSKI INVESTMENT GROUP | WOODEN INVESTMENTS | WILLOWBY ADVISORS | WEALTH MANAGEMENT SOLUTIONS | WAINWRIGHT LAVENTIS | WAHFELD WEALTH MANAGEMENT GROUP | TEWKSBURY FINANCIAL LLC | SYNERGY WEALTH MANAGEMENT | STURM FINANCIAL SERVICES | STREET FINANICAL SERVICES | STRATEGIC FINANCIAL GROUP | STORMS AND ROWDON WEALTH MANAGEMENT | STONEX WEALTH MANAGEMENT | STONEX ADVISORS INC. | STONE FINANCIAL GROUP, LLC | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | SPARGER INVESTMENTS | SMART MONEY STRATEGIES, INC. | SA STONE INVESTMENT ADVISORS INC. | RON COITE & ASSOCIATES | ROBERTS WEALTH MANAGEMENT | RKB INVESTMENTS | RIVER FINANCIAL SERVICES | RICHMOND FINANCIAL LLC | REGENCY FINANICAL GROUP, LLC | REDSTONE FINANCIAL ADVISORS | QUARRY LAKES FINANCIAL GROUP | PARTNERS FINANCIAL GROUP, LLC | ONE SOURCE FINANCIAL GROUP | OLDE HICKORY FINANCIAL SERVICES, LLC | OAK CREST FINANCIAL PARTNERS LLC | NUFRIO WEALTH MANAGEMENT | NEBEL FINANCIAL | MORRIS, SMITH & HAYDEN WEALTH MANAGEMENT | MAX WEALTH MANAGEMENT | MANAGED LEGACY WEALTH COUNSEL | LIFESCOPE PLANNING AND INVESTMENT SERVICES | LEGACY INVESTMENT PLANNING | LANNIGAN SECURITIES | LANEY FINANCIAL | LANCE HOCUTT FINANCIAL GROUP | LAKE NORMAN ADVISORS LLC | KPJ FINANCIAL SERVICES | KEVIN DICK ASSET MANAGEMENT CO | KENNARD FINANCIAL SERVICES | KEITH FORD AND ASSOCIATES | KAIROS FINANCIAL MANAGEMENT | INVESTMENT SECURITIES GROUP, INC. | INTEGRARISK CORP | IM WEALTH PARTNERS | HOVANIC WEALTH SOLUTIONS | HLM FINANCIAL SERVICES, INC. | HIZNAY & ASSOCIATES | HENRY WEALTH MANAGEMENT | HENDERSON FINANCIAL SERVICES | HEADWATER ASSET MANAGEMENT, LLC | GUARDIAN WEALTH FINANCIAL | GRUDZINSKI FINANCIAL SERVICES | GRANDVIEW WEALTH ADVISORS | GEORGE STRATEGIC WEALTH | ELLEDGE, BAIN, SIDES, LLC | EAGLE CREEK WEALTH MANAGEMENT, LLC | DON LEDFORD ASSOCIATES, LLC | DILWORTH FINANCIAL SERVICES | DCP ASSET MANAGEMENT, LLC | CWT FINANCIAL | CRESS WEALTH STRATEGIES | COX FINANCIAL CORPORATION | CORLEY WEALTH MANAGEMENT | CONSERVATIVE CONCEPTS, INC. | COMPASS WEALTH MANAGEMENT, LLC | CHAD J. KARL | BUSSEY CAPITAL MANAGEMENT, LLC | BURLESON DAWKINS INC. | BARNEGAT FINANCIAL | BARKO FINANCIAL | AFFILIATED FINANCIAL PLANNERS, LLC
CRD#: 174182 / SEC#: 801-80747
RIA
Registered Investment Advisory firm - (12/17/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/31/2015)
IAR
Alabama(6/30/2016)
RR
Florida(7/31/2015)
RR
Georgia(7/31/2015)
RR
New York(7/23/2025)
RR
Ohio(5/17/2018)
RR
Tennessee(7/31/2015)
RR
Texas(1/14/2019)
RR
Washington(1/8/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
STONEX ADVISORS INC.
ABERDEEN FINANCIAL GROUP | WOYTOWICH WISLOSKI INVESTMENT GROUP | WOODEN INVESTMENTS | WILLOWBY ADVISORS | WEALTH MANAGEMENT SOLUTIONS | WAINWRIGHT LAVENTIS | WAHFELD WEALTH MANAGEMENT GROUP | TEWKSBURY FINANCIAL LLC | SYNERGY WEALTH MANAGEMENT | STURM FINANCIAL SERVICES | STREET FINANICAL SERVICES | STRATEGIC FINANCIAL GROUP | STORMS AND ROWDON WEALTH MANAGEMENT | STONEX WEALTH MANAGEMENT | STONEX ADVISORS INC. | STONE FINANCIAL GROUP, LLC | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | SPARGER INVESTMENTS | SMART MONEY STRATEGIES, INC. | SA STONE INVESTMENT ADVISORS INC. | RON COITE & ASSOCIATES | ROBERTS WEALTH MANAGEMENT | RKB INVESTMENTS | RIVER FINANCIAL SERVICES | RICHMOND FINANCIAL LLC | REGENCY FINANICAL GROUP, LLC | REDSTONE FINANCIAL ADVISORS | QUARRY LAKES FINANCIAL GROUP | PARTNERS FINANCIAL GROUP, LLC | ONE SOURCE FINANCIAL GROUP | OLDE HICKORY FINANCIAL SERVICES, LLC | OAK CREST FINANCIAL PARTNERS LLC | NUFRIO WEALTH MANAGEMENT | NEBEL FINANCIAL | MORRIS, SMITH & HAYDEN WEALTH MANAGEMENT | MAX WEALTH MANAGEMENT | MANAGED LEGACY WEALTH COUNSEL | LIFESCOPE PLANNING AND INVESTMENT SERVICES | LEGACY INVESTMENT PLANNING | LANNIGAN SECURITIES | LANEY FINANCIAL | LANCE HOCUTT FINANCIAL GROUP | LAKE NORMAN ADVISORS LLC | KPJ FINANCIAL SERVICES | KEVIN DICK ASSET MANAGEMENT CO | KENNARD FINANCIAL SERVICES | KEITH FORD AND ASSOCIATES | KAIROS FINANCIAL MANAGEMENT | INVESTMENT SECURITIES GROUP, INC. | INTEGRARISK CORP | IM WEALTH PARTNERS | HOVANIC WEALTH SOLUTIONS | HLM FINANCIAL SERVICES, INC. | HIZNAY & ASSOCIATES | HENRY WEALTH MANAGEMENT | HENDERSON FINANCIAL SERVICES | HEADWATER ASSET MANAGEMENT, LLC | GUARDIAN WEALTH FINANCIAL | GRUDZINSKI FINANCIAL SERVICES | GRANDVIEW WEALTH ADVISORS | GEORGE STRATEGIC WEALTH | ELLEDGE, BAIN, SIDES, LLC | EAGLE CREEK WEALTH MANAGEMENT, LLC | DON LEDFORD ASSOCIATES, LLC | DILWORTH FINANCIAL SERVICES | DCP ASSET MANAGEMENT, LLC | CWT FINANCIAL | CRESS WEALTH STRATEGIES | COX FINANCIAL CORPORATION | CORLEY WEALTH MANAGEMENT | CONSERVATIVE CONCEPTS, INC. | COMPASS WEALTH MANAGEMENT, LLC | CHAD J. KARL | BUSSEY CAPITAL MANAGEMENT, LLC | BURLESON DAWKINS INC. | BARNEGAT FINANCIAL | BARKO FINANCIAL | AFFILIATED FINANCIAL PLANNERS, LLC
CRD#: 174182 / SEC#: 801-80747
RIA
Registered Investment Advisory firm - (12/17/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
Mailing Address
Phone number
(800) 292-2411
Established
Firm type
Fiscal year end
# of Employees
233
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,988 |
| AUM (Assets Under Management) | $ 4,515,278,523 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/27/2025 | ||
| 02/27/2024 | ||
| 01/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STONEX ADVISORS INC.
CRD#: 174182Huntsville, AL 35801TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
