John D. Lictro
Professional summary
John Dominick Lictro, who also goes by John D Lictro, is a registered financial professional currently at PARETO SECURITIES INC. located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2009. John has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Dominick Lictro's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 13, 2020 - Present
PARETO SECURITIES INC.
Office #1: 150 East 52nd Street 29th Floor, New York, NY 10022April 17, 2018 - November 9, 2020
PFS INVESTMENTS INC.
April 20, 2009 - December 1, 2016
PARETO SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/13/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PARETO SECURITIES INC.
CRD#: 44734 / SEC#: , 8-50796
Contact information
FINRA licenses (24 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PARETO SECURITIES AS | STOCKHOLDER | |
| ALFHEIM, NIKLAS REINHOLD | HEAD OF FIXED INCOME SALES | 7593087 |
| DUHONJ, BORJAN NMN | HEAD OF EQUITY SALES & TRADING | 6869523 |
| HAAVALDSEN, EIRIK NMN | DIRECTOR | 7644368 |
| JOMAAS, CHRISTIAN NMN | DIRECTOR | 7182355 |
| MILLER, ANDREW DAVID | FINOP | 5106774 |
| SPAVENTA, ANTONELLA NMN | CEO, POO & CHIEF COMPLIANCE OFFICER | 4441100 |
| ULLNER, KARL HENRIK | REGISTERED PRINCIPAL | 2860967 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
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