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FIRM PROFILE
Overview
PARETO SECURITIES INC. is located at 150 East 52nd Street 29th Floor, New York, NY 10022 and was first established at New York, Delaware in 10/03/1997. After operating for 28 years, PARETO SECURITIES INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PARETO SECURITIES INC.’s clients are individuals and 0% of their clients are high net worth individuals. PARETO SECURITIES INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PARETO SECURITIES INC. are registered to handle securities or provide financial advice. The firm has 2 disclosures, 1 being regulatory events, 1 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PARETO SECURITIES INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PARETO SECURITIES INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for PARETO SECURITIES INC. Comes From
Understanding the Statistics for PARETO SECURITIES INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
150 East 52nd Street 29th Floor, New York, NY 10022
150 East 52nd Street 29th Floor, New York, NY 10022
Small
(212) 829-4200
Delaware since 10/03/1997
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| PARETO SECURITIES AS | STOCKHOLDER | ||
| ALFHEIM, NIKLAS REINHOLD | HEAD OF FIXED INCOME SALES | 7593087 | |
| DUHONJ, BORJAN NMN | HEAD OF EQUITY SALES & TRADING | 6869523 | |
| HAAVALDSEN, EIRIK NMN | DIRECTOR | 7644368 | |
| JOMAAS, CHRISTIAN NMN | DIRECTOR | 7182355 | |
| MILLER, ANDREW DAVID | FINOP | 5106774 | |
| SPAVENTA, ANTONELLA NMN | CEO, POO & CHIEF COMPLIANCE OFFICER | 4441100 | |
| ULLNER, KARL HENRIK | REGISTERED PRINCIPAL | 2860967 |
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Advisor's working at PARETO SECURITIES INC.
John Dominick Lictro
Antonella Nmn Spaventa
Borgar Norrud
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