John D. Kerin
Professional summary
John Daniel Kerin JR, who also goes by John Daniel Jr Kerin, is a registered financial professional currently at DREXEL HAMILTON, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1993. John has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Daniel Kerin JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 9, 2011 - Present
DREXEL HAMILTON, LLC
Office #1: 110 East 42nd Street Suite 1502, New York, NY 10017September 27, 2010 - March 28, 2011
OPPENHEIMER & CO. INC.
September 29, 2009 - September 22, 2010
JVB FINANCIAL GROUP, LLC
August 23, 2004 - September 9, 2009
KEEFE, BRUYETTE & WOODS, INC.
October 20, 1994 - July 2, 1997
WELLS FARGO CLEARING SERVICES, LLC
August 27, 1993 - September 26, 1994
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/2/2012)
(9/29/2015)
(9/29/2015)
(3/9/2011)
(3/9/2011)
(6/17/2013)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/22/2008
Limited Representative-Equity Trader ExamFINRA
Current Firm
DREXEL HAMILTON, LLC
CRD#: 143570 / SEC#: , 8-67576
Contact information
FINRA licenses (41 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FELICE, ANTHONY PHILIP | CHIEF EXECUTIVE OFFICER | 4441607 |
| DOLL, LAWRENCE KIRK | OWNER | 5236486 |
| ELSAS, ROGER DEWITT | OWNER | 200659 |
| FAY, MELISSA JO HILER | OWNER | 5360445 |
| MARTINKO, JOHN CHRISTOPHER | OWNER | 5286067 |
| KIM, HYUNG S | OWNER | 5653676 |
| BRENNAN, PAUL FRANCIS | CHIEF OPERATING OFFICER | 2170928 |
| EDWARDS, JOHN WILLIAM JR. | CHIEF FINANCIAL OFFICER/FINOP | 1757360 |
| MAGEE, MARY BRENNAN | TRUSTEE, THE PAUL F. BRENNAN TRUST (DATED MAY 12, 2015) UNDER THE JOHN V. BRENNAN TRUST OF MAY 12, 2015 | |
| SANOK, EDWARD WILLIAM | CHIEF COMPLIANCE OFFICER | 6301272 |
| THE PAUL F. BRENNAN TRUST (DATED MAY 12, 2015) UNDER THE JOHN V. BRENNAN TRUST OF MAY 12, 2015 | OWNER |
Disclosures
| Regulatory Event | 3 |
Red Flags
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