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MS

Monem A. Salam

SATURNA CAPITAL
BELLINGHAM, WA 98225
Some features on this profile are disabled
CRD#: 2377703
MS

Professional summary


Monem Abdul Salam is a registered financial advisor currently at SATURNA CAPITAL CORPORATION located in Bellingham, Washington and SATURNA BROKERAGE SERVICES, INC located in Bellingham, Washington.

Monem is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Monem has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Since May 1, 2016, I have been a part-time faculty member of IE Business School ("IEBS") located at Maria de Molina II Madrid, Spain 38006.�, IEBS, as an independent post-graduate business school, is not an investment related business. As a part time faculty member, I teach an online course in Islamic Asset and Fund Management.�, I devote approximately two hours per month to IEBS when teaching, none during US securities trading hours.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Monem Abdul Salam's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 14, 2003 - Present

SATURNA CAPITAL CORPORATION

Office #1: 1300 N. State St., Bellingham, WA 98225
RIA
CRD#: 25586
BELLINGHAM, WA
Current

April 23, 2015 - Present

SATURNA BROKERAGE SERVICES, INC

Office #1: 1300 N. State St., Bellingham, WA 98225
BD
CRD#: 18437
BELLINGHAM, WA
Past

June 24, 2003 - May 21, 2013

SATURNA BROKERAGE SERVICES, INC

BD
CRD#: 18437
RESTON, VA
Past

December 7, 1999 - June 5, 2003

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
PLANO, TX
Past

December 7, 1999 - June 5, 2003

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

February 13, 1995 - September 8, 1995

FIRST MONTAUK SECURITIES CORP.

BD
CRD#: 13755
RED BANK, NJ
Past

July 28, 1993 - February 24, 1995

DICKINSON & CO.

BD
CRD#: 689
DES MOINES, IA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SATURNA CAPITAL CORPORATION
EMERALD CAPITAL CORPORATION | STERLING STOCK INVESTMENTS LLC | SATURNA CAPITAL CORPORATION

CRD#: 25586 / SEC#: 801-35428, 8-41998

RIA
Registered Investment Advisory firm - FINRA (10/30/1989 Approved)
BD
Terminated by FINRA on 11/02/1990

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
California
(7/21/2021)
IAR
Illinois
(11/17/2009)
IAR
New York
(10/3/2025)
RR
Texas
(4/7/2021)
IAR
Texas
(4/7/2021)
RR
Washington
(4/23/2015)
IAR
Washington
(10/2/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 12/6/1999
Uniform Securities Agent State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


SC
SATURNA CAPITAL CORPORATION
EMERALD CAPITAL CORPORATION | STERLING STOCK INVESTMENTS LLC | SATURNA CAPITAL CORPORATION

CRD#: 25586 / SEC#: 801-35428, 8-41998

RIA
Registered Investment Advisory firm - FINRA (10/30/1989 Approved)
BD
Terminated by FINRA on 11/02/1990
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Contact information


Main Address
1300 N State St., Bellingham, WA 98225-4730
Mailing Address
Phone number
(360) 734-9900
Established
Washington since 07/25/1989
Firm type
Corporation
Fiscal year end
June
# of Employees
83

SEC notice filing (29 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2 - FIRM BROCHURE (9/26/2025)

Regulatory assets under management


Total Number of Accounts128
AUM (Assets Under Management)$ 8,624,828,208

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
01/28/2025
Cover Page
01/26/2024
10/27/2022

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SATURNA CAPITAL CORPORATION

CRD#: 25586Bellingham, WA 98225

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